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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFE
951
DELISTED
Safeguard Scientifics, Inc.
SFE
$375K 0.01%
16,915
– –
EMB icon
952
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$374K 0.01%
3,353
+1,007
+43% +$110K
TAP icon
953
Molson Coors Class B
TAP
$7.79B
$374K 0.01%
6,355
+2,389
+60% +$133K
STZ icon
954
Constellation Brands
STZ
$22.2B
$373K 0.01%
+4,391
New +$349K
VSH icon
955
Vishay Intertechnology
VSH
$5.25B
$373K 0.01%
25,100
+5,000
+25% +$70.2K
PWP
956
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$372K 0.01%
14,487
-1,161
-7% -$29.8K
BSET icon
957
Bassett Furniture
BSET
$164M
$371K 0.01%
25,009
– –
TWN
958
Taiwan Fund
TWN
$471M
$371K 0.01%
19,644
– –
IAK icon
959
iShares US Insurance ETF
IAK
$508M
$370K 0.01%
+8,050
New +$365K
SCTY
960
DELISTED
SolarCity Corporation
SCTY
$370K 0.01%
+5,909
New +$426K
PBCT
961
DELISTED
People's United Financial Inc
PBCT
$368K 0.01%
24,800
-7,175
-22% -$104K
MTDR icon
962
Matador Resources
MTDR
$6.2B
$367K 0.01%
15,000
+1,800
+14% +$38.7K
OIG
963
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$367K 0.01%
833
– –
TXI
964
DELISTED
TEXAS INDUSTRIES INC
TXI
$366K 0.01%
+4,083
New +$320K
NRP icon
965
Natural Resource Partners
NRP
$1.3B
$364K 0.01%
2,292
-2,004
-47% -$323K
JGT
966
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$363K 0.01%
34,638
-11,318
-25% -$115K
RPM icon
967
RPM International
RPM
$13.7B
$361K 0.01%
8,642
-228
-3% -$9.4K
ACG
968
DELISTED
AllianceBernstein Income Fund Inc
ACG
$361K 0.01%
49,257
– –
ADT
969
DELISTED
ADT Corp
ADT
$360K 0.01%
12,002
-47,624
-80% -$1.57M
JAZZ icon
970
Jazz Pharmaceuticals
JAZZ
$15.9B
$358K 0.01%
2,583
-614
-19% -$92.4K
VOOG icon
971
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
$358K 0.01%
24,060
-6,000
-20% -$88.5K
MTX icon
972
Minerals Technologies
MTX
$2.36B
$355K 0.01%
+5,500
New +$311K
JOSB
973
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$354K 0.01%
+5,500
New +$321K
VVR icon
974
Invesco Senior Income Trust
VVR
$457M
$353K 0.01%
70,405
+19,496
+38% +$98.4K
FAN icon
975
First Trust Global Wind Energy ETF
FAN
$278M
$352K 0.01%
29,170
-6,921
-19% -$82K
37 38
39
40 41

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.