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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCPC icon
926
BlackRock TCP Capital
TCPC
$273M
$624K 0.01%
45,997
-48,624
-51% -$682K
CSIQ icon
927
Canadian Solar
CSIQ
$1.02B
$622K 0.01%
17,985
-7,110
-28% -$270K
VRTX icon
928
Vertex Pharmaceuticals
VRTX
$121B
$621K 0.01%
3,425
+1,344
+65% +$262K
DON icon
929
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$619K 0.01%
14,939
-525
-3% -$22K
SDGR icon
930
Schrodinger
SDGR
$1.13B
$619K 0.01%
11,307
-173
-2% -$11.1K
W icon
931
Wayfair
W
$11.2B
$616K 0.01%
2,411
-2,024
-46% -$571K
AEE icon
932
Ameren
AEE
$30.3B
$614K 0.01%
7,572
+4,211
+125% +$359K
AMRS
933
DELISTED
Amyris Inc.
AMRS
$614K 0.01%
44,733
+15,994
+56% +$229K
PHYS icon
934
Sprott Physical Gold
PHYS
$14.6B
$613K 0.01%
44,430
-23,352
-34% -$330K
WIRE
935
DELISTED
Encore Wire Corp
WIRE
$612K 0.01%
+6,458
New +$531K
RSPH icon
936
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$608K 0.01%
20,380
+1,640
+9% +$50.5K
DISH
937
DELISTED
DISH Network Corp.
DISH
$606K 0.01%
13,972
-550
-4% -$23.4K
JETS icon
938
US Global Jets ETF
JETS
$776M
$605K 0.01%
25,629
-2,676
-9% -$61.7K
EL icon
939
Estee Lauder
EL
$30.4B
$604K 0.01%
2,015
-322
-14% -$105K
LSXMK
940
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$603K 0.01%
16,410
-283
-2% -$10.4K
TEN
941
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$603K 0.01%
42,216
-806
-2% -$13K
CRL icon
942
Charles River Laboratories
CRL
$11.2B
$601K 0.01%
1,457
-5
-0.3% -$2.08K
FLGT icon
943
Fulgent Genetics
FLGT
$470M
$601K 0.01%
6,680
-7,251
-52% -$659K
FVRR icon
944
Fiverr
FVRR
$321M
$600K 0.01%
3,285
-2,860
-47% -$576K
LL
945
DELISTED
LL Flooring Holdings, Inc.
LL
$600K 0.01%
+32,145
New +$635K
ITT icon
946
ITT
ITT
$17.5B
$597K 0.01%
6,954
-1,203
-15% -$113K
NYF icon
947
iShares New York Muni Bond ETF
NYF
$1.38B
$597K 0.01%
10,325
-25
-0.2% -$1.46K
ALLE icon
948
Allegion
ALLE
$13.4B
$593K 0.01%
4,485
-191
-4% -$26.5K
VTIP icon
949
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$593K 0.01%
11,276
+2,450
+28% +$129K
IWY icon
950
iShares Russell Top 200 Growth ETF
IWY
$15.9B
$592K 0.01%
3,875
– –
36 37
38
39 40

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WJWM
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WA
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AIM
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.