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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMMU
926
DELISTED
Immunomedics Inc
IMMU
$392K 0.01%
93,210
+6,840
+8% +$33.9K
JRO
927
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$392K 0.01%
32,171
+4,568
+17% +$55.4K
GGN
928
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
$391K 0.01%
39,396
+8,086
+26% +$79.1K
PGH
929
DELISTED
Pengrowth Energy Corporation
PGH
$391K 0.01%
64,294
+2,848
+5% +$18.1K
PCAR icon
930
PACCAR
PCAR
$69.8B
$390K 0.01%
+8,675
New +$357K
PSLV icon
931
Sprott Physical Silver Trust
PSLV
$12B
$390K 0.01%
49,700
+9,000
+22% +$73.7K
FIW icon
932
First Trust Water ETF
FIW
$1.85B
$388K 0.01%
11,260
-1,784
-14% -$59.7K
QQXT icon
933
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
$388K 0.01%
11,227
-308
-3% -$10.8K
SNCR
934
DELISTED
Synchronoss Technologies
SNCR
$388K 0.01%
+1,258
New +$362K
QTEC icon
935
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$385K 0.01%
10,300
-1,985
-16% -$72.4K
KF
936
Korea Fund
KF
$231M
$384K 0.01%
9,579
-3,671
-28% -$146K
NVR icon
937
NVR
NVR
$16.5B
$384K 0.01%
+335
New +$377K
QABA icon
938
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$384K 0.01%
+10,424
New +$371K
ZWS icon
939
Zurn Elkay Water Solutions
ZWS
$8.38B
$383K 0.01%
+27,403
New +$375K
PSQ icon
940
ProShares Short QQQ
PSQ
$824M
$382K 0.01%
+1,057
New +$382K
SAN icon
941
Banco Santander
SAN
$202B
$381K 0.01%
43,849
+10,167
+30% +$83.1K
WHR icon
942
Whirlpool
WHR
$2.43B
$381K 0.01%
+2,548
New +$369K
PTY icon
943
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$380K 0.01%
21,034
-53,230
-72% -$975K
FXR icon
944
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$379K 0.01%
12,841
-2,860
-18% -$81.6K
CNC icon
945
Centene
CNC
$30.7B
$378K 0.01%
24,316
+6,356
+35% +$98.4K
FAX
946
abrdn Asia-Pacific Income Fund
FAX
$599M
$378K 0.01%
10,315
-46
-0.4% -$1.64K
SJM icon
947
J.M. Smucker
SJM
$12.7B
$378K 0.01%
3,881
+69
+2% +$6.71K
AMG icon
948
Affiliated Managers Group
AMG
$9.69B
$377K 0.01%
1,883
-80
-4% -$15.7K
TEF
949
DELISTED
Telefonica
TEF
$377K 0.01%
32,560
-2,893
-8% -$33.3K
IYR icon
950
iShares US Real Estate ETF
IYR
$4.66B
$375K 0.01%
5,549
-5,012
-47% -$333K
36 37
38
39 40

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.