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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGPT icon
901
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$555K 0.01%
+16,416
New +$525K
SNY icon
902
Sanofi
SNY
$103B
$554K 0.01%
10,175
-127
-1% -$6.18K
SPSM icon
903
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$553K 0.01%
14,646
+3,098
+27% +$121K
FYX icon
904
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$553K 0.01%
6,860
+64
+0.9% +$5.34K
CFR icon
905
Cullen/Frost Bankers
CFR
$10.4B
$550K 0.01%
5,218
+428
+9% +$53.3K
ESBA icon
906
Empire State Realty Series ES
ESBA
$1.34B
$549K 0.01%
84,692
– –
CWEN icon
907
Clearway Energy Class C
CWEN
$4.94B
$548K 0.01%
17,487
-1,555
-8% -$50K
ASAN icon
908
Asana
ASAN
$1.92B
$548K 0.01%
25,913
+3,036
+13% +$50.3K
URA icon
909
Global X Uranium ETF
URA
$5.42B
$545K 0.01%
27,355
-1,959
-7% -$41.4K
FIXD icon
910
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$543K 0.01%
+12,043
New +$540K
SEDG icon
911
SolarEdge
SEDG
$2.51B
$543K 0.01%
1,785
+290
+19% +$88.4K
FISV
912
Fiserv Inc
FISV
$28.8B
$540K 0.01%
4,780
-172
-3% -$18.9K
PINS icon
913
Pinterest
PINS
$13.4B
$539K 0.01%
19,764
+8,922
+82% +$231K
SPXC icon
914
SPX Corp
SPXC
$11B
$535K 0.01%
7,575
-124
-2% -$8.79K
VBK icon
915
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$533K 0.01%
2,464
-791
-24% -$171K
EHAB
916
DELISTED
Enhabit
EHAB
$533K 0.01%
38,324
-4,600
-11% -$66.1K
CCJ icon
917
Cameco
CCJ
$37.6B
$531K 0.01%
20,307
-581
-3% -$15.4K
DSGX icon
918
Descartes Systems
DSGX
$6.44B
$527K 0.01%
+6,537
New +$487K
PWB icon
919
Invesco Large Cap Growth ETF
PWB
$2.29B
$527K 0.01%
8,105
-145
-2% -$9.08K
DOCS icon
920
Doximity
DOCS
$3.76B
$526K 0.01%
16,248
+35
+0.2% +$1.16K
SHLS icon
921
Shoals Technologies Group
SHLS
$1.47B
$521K 0.01%
22,879
-12,039
-34% -$297K
RUN icon
922
Sunrun
RUN
$2.34B
$521K 0.01%
25,871
+140
+0.5% +$3.27K
HTZ icon
923
Hertz
HTZ
$499M
$518K 0.01%
31,775
-700
-2% -$12.2K
VOT icon
924
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$517K 0.01%
2,651
+691
+35% +$132K
DTE icon
925
DTE Energy
DTE
$29.5B
$516K 0.01%
4,711
+13
+0.3% +$1.46K
35 36
37
38 39

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CL
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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.