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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIEN
901
DELISTED
Sientra, Inc.
SIEN
$662K 0.01%
11,560
– –
FEMS icon
902
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$241M
$658K 0.01%
15,557
-116
-0.7% -$5.17K
CVNA icon
903
Carvana
CVNA
$68.6B
$657K 0.01%
10,895
+720
+7% +$47.9K
HPE icon
904
Hewlett Packard
HPE
$63.4B
$655K 0.01%
45,915
+190
+0.4% +$2.74K
SMDV icon
905
ProShares Russell 2000 Dividend Growers ETF
SMDV
$695M
$655K 0.01%
10,616
+1,866
+21% +$117K
ETSY icon
906
Etsy
ETSY
$7.75B
$653K 0.01%
3,139
+506
+19% +$103K
MNR
907
DELISTED
Monmouth Real Estate Investment Corp
MNR
$653K 0.01%
34,989
-13,371
-28% -$253K
UTHR icon
908
United Therapeutics
UTHR
$25.8B
$652K 0.01%
3,530
+670
+23% +$132K
VIGI icon
909
Vanguard International Dividend Appreciation ETF
VIGI
$9.08B
$651K 0.01%
7,465
– –
VTR icon
910
Ventas
VTR
$48B
$647K 0.01%
11,720
-239
-2% -$13.7K
CNBKA
911
DELISTED
Century Bancorp Inc/Mass
CNBKA
$647K 0.01%
5,616
-6,419
-53% -$735K
USMV icon
912
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$645K 0.01%
8,779
+1,935
+28% +$147K
WWE
913
DELISTED
World Wrestling Entertainment
WWE
$645K 0.01%
11,459
+5,395
+89% +$281K
VOX icon
914
Vanguard Communication Services ETF
VOX
$5.59B
$643K 0.01%
4,565
+51
+1% +$7.41K
HYS icon
915
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$642K 0.01%
6,472
+160
+3% +$15.9K
MWA icon
916
Mueller Water Products
MWA
$3.95B
$640K 0.01%
42,025
+8,444
+25% +$130K
FTA icon
917
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$635K 0.01%
9,856
-749
-7% -$49.5K
MRCC
918
DELISTED
Monroe Capital Corp
MRCC
$635K 0.01%
61,085
-8,296
-12% -$89.6K
ONDS icon
919
Ondas Inc
ONDS
$4.27B
$634K 0.01%
69,165
+29,934
+76% +$227K
SANA icon
920
Sana Biotechnology
SANA
$871M
$634K 0.01%
28,150
-900
-3% -$18.9K
WTRG icon
921
Essential Utilities
WTRG
$11.3B
$632K 0.01%
13,712
+6,821
+99% +$330K
VTWG icon
922
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$628K 0.01%
2,936
-25
-0.8% -$5.47K
FBT icon
923
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$627K 0.01%
3,777
+139
+4% +$23.7K
PAAS icon
924
Pan American Silver
PAAS
$18.2B
$626K 0.01%
26,921
-3,003
-10% -$78.4K
ATRA icon
925
Atara Biotherapeutics
ATRA
$75.5M
$625K 0.01%
1,398
+624
+81% +$224K
35 36
37
38 39

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WJWM
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WA
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.