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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
901
Prospect Capital
PSEC
$1.07B
$411K 0.01%
38,165
-1,604
-4% -$17.7K
WAB icon
902
Wabtec
WAB
$49.1B
$411K 0.01%
5,300
– –
AHD
903
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$410K 0.01%
9,506
+395
+4% +$17K
TWTR
904
DELISTED
Twitter, Inc.
TWTR
$409K 0.01%
8,754
-1,915
-18% -$108K
RWM icon
905
ProShares Short Russell2000
RWM
$132M
$408K 0.01%
6,169
+1,273
+26% +$85.6K
SPHB icon
906
Invesco S&P 500 High Beta ETF
SPHB
$971M
$408K 0.01%
13,099
+5,819
+80% +$177K
NSH
907
DELISTED
NuStar GP Holdings LLC
NSH
$408K 0.01%
11,980
+1,000
+9% +$30.4K
TROX icon
908
Tronox
TROX
$932M
$407K 0.01%
17,142
+226
+1% +$5.2K
ACFN
909
DELISTED
Acorn Energy Inc
ACFN
$407K 0.01%
120,000
– –
CVRR
910
DELISTED
CVR Refining, LP
CVRR
$406K 0.01%
17,435
-29,404
-63% -$657K
CEW
911
WisdomTree Emerging Currency Strategy Fund
CEW
$15.8M
$402K 0.01%
19,897
-405
-2% -$8.01K
IJJ icon
912
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$402K 0.01%
6,678
-554
-8% -$32.5K
CRK icon
913
Comstock Resources
CRK
$3.89B
$401K 0.01%
3,513
-2,048
-37% -$192K
KW
914
DELISTED
Kennedy-Wilson Holdings
KW
$401K 0.01%
17,800
-14,900
-46% -$353K
SVC
915
Service Properties Trust
SVC
$1.04B
$400K 0.01%
2,809
-138
-5% -$18.4K
TFCFA
916
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$397K 0.01%
12,409
-553
-4% -$18.1K
IDXX icon
917
Idexx Laboratories
IDXX
$44.1B
$396K 0.01%
6,502
-188
-3% -$11.2K
ITA icon
918
iShares US Aerospace & Defense ETF
ITA
$14.2B
$396K 0.01%
+7,250
New +$390K
INSY
919
DELISTED
Insys Therapeutics, Inc.
INSY
$395K 0.01%
19,060
+2,560
+16% +$50.8K
FUEL
920
DELISTED
Rocket Fuel Inc.
FUEL
$395K 0.01%
+9,220
New +$505K
TEG
921
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$395K 0.01%
6,614
+6
+0.1% +$333
WOOD icon
922
iShares Global Timber & Forestry ETF
WOOD
$268M
$394K 0.01%
7,606
-458
-6% -$23.9K
PHO icon
923
Invesco Water Resources ETF
PHO
$2.01B
$393K 0.01%
14,730
-100
-0.7% -$2.61K
EBS icon
924
Emergent Biosolutions
EBS
$373M
$392K 0.01%
+15,500
New +$391K
ZBH icon
925
Zimmer Biomet
ZBH
$18.2B
$392K 0.01%
4,261
-816
-16% -$75.2K
35 36
37
38 39

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CL
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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.