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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAD
901
Allspring Income Opportunities Fund
EAD
$372M
$355K 0.01%
39,454
-38,585
-49% -$346K
PHO icon
902
Invesco Water Resources ETF
PHO
$2.01B
$355K 0.01%
14,830
-500
-3% -$11.5K
RNF
903
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$354K 0.01%
14,431
+4,457
+45% +$125K
NS
904
DELISTED
NuStar Energy L.P.
NS
$353K 0.01%
8,800
– –
CQB
905
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$352K 0.01%
27,817
+7,817
+39% +$97.7K
SKYY icon
906
First Trust Cloud Computing ETF
SKYY
$2.92B
$347K 0.01%
14,095
-208
-1% -$4.89K
WCC
907
WESCO International
WCC
$16.7B
$347K 0.01%
4,536
+11
+0.2% +$816
QCLN icon
908
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$603M
$346K 0.01%
21,255
+2,647
+14% +$40.7K
BSV icon
909
Vanguard Short-Term Bond ETF
BSV
$44.7B
$345K 0.01%
4,292
+153
+4% +$12.3K
MRCC
910
DELISTED
Monroe Capital Corp
MRCC
$344K 0.01%
+26,500
New +$367K
GLO
911
Clough Global Opportunities Fund
GLO
$250M
$343K 0.01%
26,603
– –
AWF
912
AllianceBernstein Global High Income Fund
AWF
$870M
$342K 0.01%
22,800
-500
-2% -$7.21K
CHY
913
Calamos Convertible and High Income Fund
CHY
$1.01B
$342K 0.01%
27,329
+1,176
+4% +$14.5K
IWB icon
914
iShares Russell 1000 ETF
IWB
$48.2B
$341K 0.01%
3,620
-153
-4% -$14.3K
JMI
915
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$341K 0.01%
+28,827
New +$366K
BBY icon
916
Best Buy
BBY
$18.2B
$340K 0.01%
9,065
-237
-3% -$7.87K
FAN icon
917
First Trust Global Wind Energy ETF
FAN
$278M
$339K 0.01%
+32,452
New +$312K
VRSK icon
918
Verisk Analytics
VRSK
$25.4B
$338K 0.01%
+5,206
New +$328K
SGYP
919
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$338K 0.01%
75,036
+5,070
+7% +$22.7K
GGN
920
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
$337K 0.01%
31,879
+2,289
+8% +$24.5K
LRE
921
DELISTED
LRR ENERGY LP
LRE
$337K 0.01%
21,102
+6,402
+44% +$97.2K
SJI
922
DELISTED
South Jersey Industries, Inc.
SJI
$336K 0.01%
11,490
+3,140
+38% +$92.7K
ORBK
923
DELISTED
Orbotech Ltd
ORBK
$336K 0.01%
28,000
+4,000
+17% +$48.9K
LULU icon
924
lululemon athletica
LULU
$13.5B
$335K 0.01%
4,578
-1,033
-18% -$72K
QQXT icon
925
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
$335K 0.01%
10,327
+1,441
+16% +$45K
35 36
37
38 39

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.