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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSH
876
Marsh
MRSH
$90.5B
$706K 0.01%
4,662
– –
HRB icon
877
H&R Block
HRB
$5.58B
$703K 0.01%
+28,122
New +$701K
SPR
878
DELISTED
Spirit AeroSystems
SPR
$703K 0.01%
15,916
+4,000
+34% +$167K
RSPT icon
879
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$698K 0.01%
24,210
+2,130
+10% +$63.2K
FVC icon
880
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$697K 0.01%
19,824
+169
+0.9% +$6.13K
IJJ icon
881
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$697K 0.01%
6,764
-2,003
-23% -$210K
ZD icon
882
Ziff Davis
ZD
$1.96B
$697K 0.01%
5,864
-50
-0.8% -$6K
KRP icon
883
Kimbell Royalty Partners
KRP
$1.48B
$693K 0.01%
49,060
– –
LITE icon
884
Lumentum
LITE
$55.5B
$692K 0.01%
8,283
+2,101
+34% +$176K
PK icon
885
Park Hotels & Resorts
PK
$3.03B
$684K 0.01%
35,717
-2,519
-7% -$47.6K
PWB icon
886
Invesco Large Cap Growth ETF
PWB
$2.29B
$680K 0.01%
9,190
-152
-2% -$11.6K
ACA icon
887
Arcosa
ACA
$7.13B
$679K 0.01%
+13,531
New +$701K
SPGI icon
888
S&P Global
SPGI
$121B
$678K 0.01%
1,596
+222
+16% +$96.2K
NEA icon
889
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$676K 0.01%
44,529
-2,455
-5% -$38.8K
FLG
890
Flagstar Bank National Association
FLG
$5.93B
$676K 0.01%
17,511
+3,884
+29% +$141K
SBNY
891
DELISTED
Signature Bank
SBNY
$676K 0.01%
2,482
+227
+10% +$57K
ADUS icon
892
Addus HomeCare
ADUS
$2.16B
$675K 0.01%
+8,460
New +$735K
LYB icon
893
LyondellBasell Industries
LYB
$20B
$675K 0.01%
7,188
+580
+9% +$56.9K
KWEB icon
894
KraneShares CSI China Internet ETF
KWEB
$5.64B
$673K 0.01%
14,223
-8,761
-38% -$460K
GDXJ icon
895
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
$671K 0.01%
17,505
+285
+2% +$12.2K
NRG icon
896
NRG Energy
NRG
$28.3B
$670K 0.01%
16,418
+3,094
+23% +$132K
IR icon
897
Ingersoll Rand
IR
$32.6B
$668K 0.01%
13,251
-6,445
-33% -$328K
NSP icon
898
Insperity
NSP
$1.93B
$664K 0.01%
6,000
– –
FSD
899
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$664K 0.01%
41,736
+18,047
+76% +$287K
JHML icon
900
John Hancock Multifactor Large Cap ETF
JHML
$1.17B
$662K 0.01%
12,168
+24
+0.2% +$1.34K
34 35
36
37 38

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.