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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PQUE
876
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$381K 0.01%
95,000
+11,000
+13% +$44.1K
AET
877
DELISTED
Aetna Inc
AET
$380K 0.01%
5,929
+1,022
+21% +$65.5K
OMCL icon
878
Omnicell
OMCL
$1.61B
$379K 0.01%
+16,001
New +$357K
CERN
879
DELISTED
Cerner Corp
CERN
$378K 0.01%
7,200
-1,314
-15% -$64K
TGP
880
DELISTED
Teekay LNG Partners L.P.
TGP
$378K 0.01%
8,575
– –
TNL icon
881
Travel + Leisure Co
TNL
$4.66B
$375K 0.01%
13,629
-42
-0.3% -$1.15K
FMC icon
882
FMC
FMC
$1.34B
$374K 0.01%
6,009
+1,293
+27% +$74.2K
RHT
883
DELISTED
Red Hat Inc
RHT
$373K 0.01%
8,084
-1,094
-12% -$55.5K
IJJ icon
884
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$371K 0.01%
6,874
-334
-5% -$17.8K
TEG
885
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$370K 0.01%
6,627
+6
+0.1% +$352
CTAS icon
886
Cintas
CTAS
$81.9B
$369K 0.01%
28,800
– –
FAX
887
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$367K 0.01%
10,084
-2,025
-17% -$74K
IFLN
888
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$367K 0.01%
19,499
-6,855
-26% -$129K
FWM
889
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$366K 0.01%
+14,329
New +$359K
HUM icon
890
Humana
HUM
$43.7B
$364K 0.01%
3,904
-1,136
-23% -$104K
SHFL
891
DELISTED
SHFL ENTMT INC
SHFL
$364K 0.01%
+15,857
New +$350K
FIW icon
892
First Trust Water ETF
FIW
$1.85B
$363K 0.01%
11,535
-5,573
-33% -$165K
SLRC icon
893
SLR Investment Corp
SLRC
$686M
$363K 0.01%
16,360
-424
-3% -$9.58K
PWP
894
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$361K 0.01%
15,898
-324
-2% -$7.36K
NRG icon
895
NRG Energy
NRG
$28.3B
$360K 0.01%
13,184
-500
-4% -$13.5K
EPI icon
896
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$359K 0.01%
23,457
+7,505
+47% +$116K
ANH
897
DELISTED
Anworth Mortgage Asset Corporation
ANH
$359K 0.01%
74,200
– –
EMD
898
Western Asset Emerging Markets Debt Fund
EMD
$609M
$357K 0.01%
19,936
-6,000
-23% -$106K
QTEC icon
899
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$357K 0.01%
11,016
+1,293
+13% +$40.1K
FCE.A
900
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$357K 0.01%
18,872
-1,500
-7% -$27.2K
34 35
36
37 38

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.