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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHB icon
851
Invesco S&P 500 High Beta ETF
SPHB
$971M
$645K 0.01%
9,213
-4,374
-32% -$306K
JHML icon
852
John Hancock Multifactor Large Cap ETF
JHML
$1.17B
$642K 0.01%
12,395
-1,044
-8% -$53.3K
REYN icon
853
Reynolds Consumer Products
REYN
$5.26B
$641K 0.01%
23,291
-1,975
-8% -$55.8K
CEG icon
854
Constellation Energy
CEG
$93.8B
$634K 0.01%
8,075
-1,191
-13% -$96.3K
SCHG icon
855
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$633K 0.01%
38,824
+1,832
+5% +$27.8K
DXJ icon
856
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$631K 0.01%
+8,920
New +$612K
MCK icon
857
McKesson
MCK
$100B
$629K 0.01%
1,768
+56
+3% +$20.2K
CFG icon
858
Citizens Financial Group
CFG
$30.3B
$628K 0.01%
20,693
+2,020
+11% +$79.1K
FTA icon
859
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$628K 0.01%
9,457
-302
-3% -$20.7K
FTHY
860
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
$626K 0.01%
44,850
+8,282
+23% +$117K
GFS icon
861
GlobalFoundries
GFS
$27.4B
$622K 0.01%
8,624
-36
-0.4% -$2.27K
QUAL icon
862
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$622K 0.01%
5,017
+46
+0.9% +$5.52K
NSP icon
863
Insperity
NSP
$1.93B
$622K 0.01%
5,115
– –
IVOL icon
864
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$617K 0.01%
27,148
-5,182
-16% -$114K
FEM icon
865
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
$615K 0.01%
+29,007
New +$624K
IDU icon
866
iShares US Utilities ETF
IDU
$1.35B
$614K 0.01%
7,336
-47
-0.6% -$3.92K
RGLD icon
867
Royal Gold
RGLD
$16.8B
$612K 0.01%
4,718
-102
-2% -$12.6K
CGCP icon
868
Capital Group Core Plus Income ETF
CGCP
$8.33B
$607K 0.01%
+26,643
New +$603K
TEI
869
Templeton Emerging Markets Income Fund
TEI
$314M
$607K 0.01%
119,703
+9,269
+8% +$50K
NJR icon
870
New Jersey Resources
NJR
$5.84B
$607K 0.01%
11,404
+6,190
+119% +$315K
BLDR icon
871
Builders FirstSource
BLDR
$7.15B
$607K 0.01%
6,833
+859
+14% +$68.1K
TXG icon
872
10x Genomics
TXG
$6B
$606K 0.01%
10,859
-5,881
-35% -$275K
ADUS icon
873
Addus HomeCare
ADUS
$2.16B
$605K 0.01%
5,663
+1,441
+34% +$150K
OKTA icon
874
Okta
OKTA
$24.7B
$600K 0.01%
6,953
+302
+5% +$23K
SDVY icon
875
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.6B
$598K 0.01%
22,426
+12,116
+118% +$336K
33 34
35
36 37

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.