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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPL icon
851
Texas Pacific Land
TPL
$27.8B
$751K 0.01%
5,589
+504
+10% +$78.4K
IYJ icon
852
iShares US Industrials ETF
IYJ
$1.98B
$750K 0.01%
6,996
+2,250
+47% +$252K
PPH icon
853
VanEck Pharmaceutical ETF
PPH
$959M
$749K 0.01%
10,277
+742
+8% +$55.3K
GRID
854
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$744K 0.01%
8,041
+1,844
+30% +$178K
SCHH icon
855
Schwab US REIT ETF
SCHH
$11.5B
$744K 0.01%
32,592
+6,404
+24% +$153K
SCCO icon
856
Southern Copper
SCCO
$143B
$743K 0.01%
+14,274
New +$827K
BBWI icon
857
Bath & Body Works
BBWI
$4.06B
$742K 0.01%
11,770
-273
-2% -$17.4K
NVT icon
858
nVent Electric
NVT
$24.9B
$737K 0.01%
22,782
– –
RDFN
859
DELISTED
Redfin
RDFN
$734K 0.01%
14,660
-4,442
-23% -$240K
VAC icon
860
Marriott Vacations Worldwide
VAC
$3.35B
$734K 0.01%
4,665
+1,573
+51% +$238K
PHO icon
861
Invesco Water Resources ETF
PHO
$2.01B
$733K 0.01%
13,391
+167
+1% +$9.48K
WEC icon
862
WEC Energy
WEC
$35.7B
$730K 0.01%
8,278
+471
+6% +$44.2K
CSL icon
863
Carlisle Companies
CSL
$14.6B
$729K 0.01%
3,666
-88
-2% -$17.8K
QUAL icon
864
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$729K 0.01%
5,538
+1,073
+24% +$148K
AZN icon
865
AstraZeneca
AZN
$263B
$727K 0.01%
6,052
-1,221
-17% -$142K
FMX icon
866
Fomento Económico Mexicano
FMX
$43.6B
$720K 0.01%
8,300
– –
KEX icon
867
Kirby Corp
KEX
$7.01B
$719K 0.01%
15,000
– –
OUNZ icon
868
VanEck Merk Gold Trust
OUNZ
$2.51B
$717K 0.01%
41,934
-2,288
-5% -$39.8K
BMEZ icon
869
BlackRock Health Sciences Trust II
BMEZ
$968M
$716K 0.01%
26,536
+181
+0.7% +$5.18K
BUD icon
870
AB InBev
BUD
$167B
$716K 0.01%
12,688
-1,398
-10% -$87.7K
HAL icon
871
Halliburton
HAL
$26.9B
$713K 0.01%
32,975
+21,434
+186% +$439K
DOC icon
872
Healthpeak Properties
DOC
$15.1B
$711K 0.01%
21,235
-2,133
-9% -$75.5K
SRVR icon
873
Pacer Data & Infrastructure Real Estate ETF
SRVR
$372M
$711K 0.01%
18,278
-1,349
-7% -$55.4K
IONS icon
874
Ionis Pharmaceuticals
IONS
$8.6B
$709K 0.01%
21,127
-221
-1% -$8.33K
PENN icon
875
PENN Entertainment
PENN
$2.75B
$708K 0.01%
9,768
-850
-8% -$62.5K
33 34
35
36 37

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.