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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
851
PennyMac Mortgage Investment
PMT
$822M
$396K 0.01%
+17,471
New +$382K
PWE
852
DELISTED
Penn West Energy Petroleum Ltd
PWE
$396K 0.01%
35,570
+500
+1% +$5.8K
NTI
853
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$393K 0.01%
19,925
-3,500
-15% -$77.7K
ACG
854
DELISTED
AllianceBernstein Income Fund Inc
ACG
$393K 0.01%
55,751
-10,200
-15% -$72.2K
FXR icon
855
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$392K 0.01%
15,663
+1,613
+11% +$39K
FIF
856
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$391K 0.01%
18,150
-700
-4% -$16.1K
LIFE
857
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$391K 0.01%
+5,214
New +$389K
JNK icon
858
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$390K 0.01%
3,264
+98
+3% +$11.7K
CLNY
859
DELISTED
Colony Capital, Inc.
CLNY
$390K 0.01%
19,500
-400
-2% -$8.09K
FXZ icon
860
First Trust Materials AlphaDEX Fund
FXZ
$368M
$389K 0.01%
13,396
+1,620
+14% +$45.7K
TWN
861
Taiwan Fund
TWN
$471M
$389K 0.01%
21,725
-4,168
-16% -$72.5K
GVA icon
862
Granite Construction
GVA
$5.29B
$388K 0.01%
12,700
-2,300
-15% -$69.6K
WU icon
863
Western Union
WU
$1.98B
$388K 0.01%
20,824
-301
-1% -$5.41K
HQL
864
abrdn Life Sciences Investors
HQL
$581M
$387K 0.01%
20,140
+2,023
+11% +$38.7K
HSBC.PRA
865
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$387K 0.01%
15,700
– –
FSLR icon
866
First Solar
FSLR
$22.7B
$386K 0.01%
+9,579
New +$405K
LSI
867
DELISTED
LSI CORPORATION
LSI
$386K 0.01%
49,273
-416
-0.8% -$3.18K
FOXF icon
868
Fox Factory Holding Corp
FOXF
$755M
$385K 0.01%
+20,000
New +$362K
HMH
869
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$385K 0.01%
66,209
+1,162
+2% +$6.58K
EQIX icon
870
Equinix
EQIX
$101B
$384K 0.01%
+2,093
New +$379K
GARS
871
DELISTED
Garrison Capital Inc.
GARS
$384K 0.01%
26,035
+12,965
+99% +$194K
SGL
872
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$384K 0.01%
41,375
+24,035
+139% +$220K
UNXL
873
DELISTED
Uni-Pixel, Inc.
UNXL
$382K 0.01%
21,600
-36,000
-63% -$573K
AIRM
874
DELISTED
Air Methods Corp
AIRM
$382K 0.01%
8,971
+1,603
+22% +$61.6K
APD icon
875
Air Products & Chemicals
APD
$65.7B
$381K 0.01%
3,873
-2,324
-38% -$221K
33 34
35
36 37

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.