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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCP.PRA
826
DELISTED
MOLYCORP, INC PFD CONV SER A
MCP.PRA
$420K 0.01%
20,600
– –
FCH
827
DELISTED
Felcor Lodging Trust
FCH
$420K 0.01%
68,239
– –
AGCO icon
828
AGCO
AGCO
$7.15B
$417K 0.01%
+6,906
New +$391K
FURX
829
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
$417K 0.01%
9,475
– –
EPAY
830
DELISTED
Bottomline Technologies Inc
EPAY
$416K 0.01%
14,950
– –
WOOD icon
831
iShares Global Timber & Forestry ETF
WOOD
$268M
$415K 0.01%
8,404
-387
-4% -$18.7K
OPTR
832
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$415K 0.01%
+33,000
New +$437K
CI icon
833
Cigna
CI
$73.7B
$414K 0.01%
5,383
– –
ACI
834
DELISTED
ARCH COAL, INC.
ACI
$414K 0.01%
10,053
-1,359
-12% -$59K
IEV icon
835
iShares Europe ETF
IEV
$1.67B
$413K 0.01%
9,351
+2,580
+38% +$109K
ACAD icon
836
Acadia Pharmaceuticals
ACAD
$4.43B
$412K 0.01%
15,001
– –
GM.PRB
837
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$411K 0.01%
8,200
-408
-5% -$20.3K
IYH icon
838
iShares US Healthcare ETF
IYH
$3.37B
$409K 0.01%
19,125
-165
-0.9% -$3.5K
ATI icon
839
ATI
ATI
$25.6B
$406K 0.01%
13,319
-178
-1% -$4.98K
BSET icon
840
Bassett Furniture
BSET
$164M
$405K 0.01%
25,009
-6,000
-19% -$95.4K
PACW
841
DELISTED
PacWest Bancorp
PACW
$405K 0.01%
+11,809
New +$400K
ALTO icon
842
Alto Ingredients
ALTO
$369M
$404K 0.01%
115,000
+54,999
+92% +$209K
ECOM
843
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$403K 0.01%
+11,001
New +$290K
SFY
844
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$403K 0.01%
+35,300
New +$423K
ARCC icon
845
Ares Capital
ARCC
$13.5B
$401K 0.01%
23,201
-908
-4% -$15.9K
EMB icon
846
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$401K 0.01%
3,677
+1,475
+67% +$160K
VIS icon
847
Vanguard Industrials ETF
VIS
$8.1B
$401K 0.01%
4,491
-63
-1% -$5.46K
VOOG icon
848
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
$400K 0.01%
30,060
– –
JOY
849
DELISTED
Joy Global Inc
JOY
$398K 0.01%
7,801
+161
+2% +$8.21K
KOG
850
DELISTED
KODIAK OIL & GAS CORP
KOG
$397K 0.01%
32,957
-40,344
-55% -$405K
32 33
34
35 36

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.