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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AHD
776
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$475K 0.02%
8,700
+10
+0.1% +$546
HAV
777
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
$475K 0.02%
55,840
-3,427
-6% -$28.2K
DELL
778
DELISTED
DELL INC
DELL
$472K 0.02%
34,317
-57,925
-63% -$785K
SRL icon
779
Scully Royalty
SRL
$77.3M
$470K 0.02%
11,200
– –
NFJ
780
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$466K 0.02%
27,672
– –
SNDK
781
DELISTED
SANDISK CORP
SNDK
$466K 0.02%
7,835
+830
+12% +$48.7K
CRK icon
782
Comstock Resources
CRK
$3.89B
$464K 0.02%
5,834
-556
-9% -$44.5K
PSEC icon
783
Prospect Capital
PSEC
$1.07B
$460K 0.02%
41,269
-2,830
-6% -$31.4K
KFN
784
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$460K 0.02%
44,636
+21,644
+94% +$226K
CSQ icon
785
Calamos Strategic Total Return Fund
CSQ
$3.23B
$459K 0.02%
45,892
-4,194
-8% -$42.6K
CLP
786
DELISTED
COLONIAL PROPERTIES TRUST
CLP
$459K 0.02%
+20,409
New +$473K
MNKD icon
787
MannKind Corp
MNKD
$1.21B
$455K 0.02%
15,951
+4,332
+37% +$143K
XLI icon
788
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$451K 0.02%
9,726
+2,042
+27% +$92.4K
SIX
789
DELISTED
Six Flags Entertainment Corp.
SIX
$449K 0.02%
13,296
+4,793
+56% +$170K
ZBH icon
790
Zimmer Biomet
ZBH
$18.2B
$448K 0.02%
5,610
-113
-2% -$8.89K
INVA icon
791
Innoviva
INVA
$1.55B
$445K 0.02%
13,507
-42,939
-76% -$1.34M
RYN icon
792
Rayonier
RYN
$6.55B
$445K 0.02%
11,807
+38
+0.3% +$1.46K
XBI icon
793
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$444K 0.02%
+10,323
New +$418K
SPLS
794
DELISTED
Staples Inc
SPLS
$444K 0.02%
30,288
+5,034
+20% +$78.9K
MKL icon
795
Markel Group
MKL
$23.3B
$443K 0.02%
855
+187
+28% +$98.3K
RIO icon
796
Rio Tinto
RIO
$158B
$442K 0.02%
9,053
-47
-0.5% -$2.19K
PGH
797
DELISTED
Pengrowth Energy Corporation
PGH
$442K 0.02%
74,560
-2,671
-3% -$15K
SVC
798
Service Properties Trust
SVC
$1.04B
$441K 0.02%
3,139
+132
+4% +$18.3K
MCP
799
DELISTED
MOLYCORP INC COM STK
MCP
$441K 0.02%
67,260
+14,110
+27% +$94.8K
RWM icon
800
ProShares Short Russell2000
RWM
$132M
$440K 0.02%
5,956
-377
-6% -$28.9K
30 31
32
33 34

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.