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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.44B
AUM Growth
+$5.13M
Cap. Flow
-$60.9M
Cap. Flow %
-1.77%
Top 10 Hldgs %
13.68%
Holding
1,403
New
134
Increased
468
Reduced
577
Closed
124

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$7.38M
2
TJX icon
TJX Companies
TJX
+$5.41M
3
TEVA icon
Teva Pharmaceuticals
TEVA
+$4.59M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.09M
5
LVS icon
Las Vegas Sands
LVS
+$3.92M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$7.91M
2
SBUX icon
Starbucks
SBUX
+$6.48M
3
CVS icon
CVS Health
CVS
+$6M
4
MDT icon
Medtronic
MDT
+$5.54M
5
WMT icon
Walmart Inc
WMT
+$5.12M

Sector Composition

Rank Sector Weight
1 Healthcare 12.56%
2 Financials 11.38%
3 Technology 10.34%
4 Industrials 9.82%
5 Consumer Discretionary 8.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEP icon
751
First Trust Europe AlphaDEX Fund
FEP
$526M
$588K 0.02%
20,159
-7,029
-26% -$201K
BANX
752
ArrowMark Financial
BANX
$198M
$585K 0.02%
31,314
+4,978
+19% +$92K
FPX icon
753
First Trust US Equity Opportunities ETF
FPX
$1.47B
$579K 0.02%
10,692
+752
+8% +$40.2K
ROK icon
754
Rockwell Automation
ROK
$53.4B
$579K 0.02%
4,308
-900
-17% -$115K
JFR icon
755
Nuveen Floating Rate Income Fund
JFR
$1.24B
$578K 0.02%
49,486
-80,293
-62% -$903K
MRCC
756
DELISTED
Monroe Capital Corp
MRCC
$574K 0.02%
37,298
+7,950
+27% +$120K
PGF icon
757
Invesco Financial Preferred ETF
PGF
$677M
$573K 0.02%
31,907
-324
-1% -$5.95K
FDC
758
DELISTED
First Data Corporation
FDC
$573K 0.02%
40,370
+5,761
+17% +$81.9K
FTV icon
759
Fortive
FTV
$17.9B
$572K 0.02%
16,901
-182
-1% -$6.02K
UAA icon
760
Under Armour
UAA
$2.84B
$572K 0.02%
19,683
-4,704
-19% -$154K
WWAV
761
DELISTED
The WhiteWave Foods Company
WWAV
$571K 0.02%
10,265
-203
-2% -$11.1K
ALLE icon
762
Allegion
ALLE
$13.4B
$569K 0.02%
8,891
-133
-1% -$8.81K
QQQX icon
763
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$569K 0.02%
30,665
+552
+2% +$10.3K
RGR icon
764
Sturm, Ruger & Co
RGR
$594M
$567K 0.02%
+10,755
New +$594K
CNBKA
765
DELISTED
Century Bancorp Inc/Mass
CNBKA
$567K 0.02%
9,450
-165
-2% -$8.58K
ALK icon
766
Alaska Air
ALK
$5.29B
$565K 0.02%
6,370
– –
SN
767
DELISTED
Sanchez Energy Corporation
SN
$565K 0.02%
62,500
-3,000
-5% -$24.1K
APO icon
768
Apollo Global Management
APO
$72.4B
$563K 0.02%
29,103
-3,450
-11% -$65.2K
FLOT icon
769
iShares Floating Rate Bond ETF
FLOT
$10.2B
$563K 0.02%
11,096
-2,841
-20% -$144K
FIW icon
770
First Trust Water ETF
FIW
$1.85B
$562K 0.02%
+14,201
New +$547K
FPF
771
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$562K 0.02%
24,750
+3,650
+17% +$80.8K
VNO icon
772
Vornado Realty Trust
VNO
$7.41B
$560K 0.02%
6,637
– –
LNG icon
773
Cheniere Energy
LNG
$55.2B
$559K 0.02%
13,488
+2,588
+24% +$104K
NML
774
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$557K 0.02%
59,283
+13,034
+28% +$118K
LXP icon
775
LXP Industrial Trust
LXP
$3.57B
$551K 0.02%
10,208
-3,458
-25% -$176K
29 30
31
32 33

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Oppenheimer & Co held 1,403 positions worth $3.44B, up 0.15% from $3.43B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q4 2016 filing shows 134 new, 468 increased, 577 reduced and 124 closed positions. Its largest new stake was Yum China: 126,647 shares worth $3.31M. The largest sale was Bank of America, an estimated $7.91M.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

  • Oppenheimer & Co's largest Q4 2016 buy was Yum China: 126,647 shares worth $3.31M.
  • Oppenheimer & Co added most to Lumen in Q4 2016, an estimated $7.38M increase.
  • Oppenheimer & Co's biggest Q4 2016 reduction was Bank of America, cutting an estimated $7.91M.
  • Oppenheimer & Co fully exited iShares MBS ETF in Q4 2016, selling an estimated $3.35M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.44B portfolio in Q4 2016.
  • Oppenheimer & Co opened 134 new positions and closed 124 in Q4 2016.
  • Oppenheimer & Co's portfolio value rose 0.15% quarter-over-quarter to $3.44B.

Based on Oppenheimer & Co's 13F filing for Q4 2016, filed 2 Feb 2017.