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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWR icon
751
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$635K 0.02%
8,136
-321
-4% -$24.2K
UTL icon
752
Unitil
UTL
$970M
$635K 0.02%
19,350
– –
SPG icon
753
Simon Property Group
SPG
$74.4B
$634K 0.02%
4,106
+202
+5% +$30.1K
CPRI icon
754
Capri Holdings
CPRI
$1.83B
$632K 0.02%
6,776
+497
+8% +$44.9K
FSD
755
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$630K 0.02%
35,521
+2,593
+8% +$45.7K
DCOM
756
DELISTED
Dime Community Bancshares
DCOM
$629K 0.02%
37,035
+5,987
+19% +$100K
STX icon
757
Seagate
STX
$194B
$628K 0.02%
11,190
-19,780
-64% -$1.06M
WDC icon
758
Western Digital
WDC
$188B
$627K 0.02%
+9,031
New +$590K
PBR icon
759
Petrobras
PBR
$125B
$625K 0.02%
47,548
-15,700
-25% -$183K
CAA
760
DELISTED
CalAtlantic Group, Inc.
CAA
$623K 0.02%
15,000
+4,580
+44% +$198K
VTLE
761
DELISTED
Vital Energy
VTLE
$621K 0.02%
1,200
-25
-2% -$12.8K
XRT icon
762
State Street SPDR S&P Retail ETF
XRT
$449M
$617K 0.02%
+14,658
New +$613K
CONN
763
DELISTED
Conn's Inc.
CONN
$614K 0.02%
15,802
-9,156
-37% -$465K
KBH icon
764
KB Home
KBH
$3.37B
$613K 0.02%
36,051
-86,000
-70% -$1.58M
HRI icon
765
Herc Holdings
HRI
$5.02B
$610K 0.02%
7,633
+2,400
+46% +$193K
LYG icon
766
Lloyds Banking Group
LYG
$89.5B
$604K 0.02%
118,586
-754
-0.6% -$4.09K
GARS
767
DELISTED
Garrison Capital Inc.
GARS
$597K 0.02%
42,240
+4,300
+11% +$61.6K
AET
768
DELISTED
Aetna Inc
AET
$596K 0.02%
7,955
+740
+10% +$52.4K
IHE icon
769
iShares US Pharmaceuticals ETF
IHE
$1.46B
$592K 0.02%
14,007
+8,043
+135% +$337K
STLD icon
770
Steel Dynamics
STLD
$36B
$592K 0.02%
33,282
+5,772
+21% +$101K
ALLE icon
771
Allegion
ALLE
$13.4B
$591K 0.02%
+11,339
New +$570K
IGD
772
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$591K 0.02%
64,193
+50,508
+369% +$451K
JNK icon
773
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$589K 0.02%
4,756
+865
+22% +$106K
IYH icon
774
iShares US Healthcare ETF
IYH
$3.37B
$586K 0.02%
23,795
+3,000
+14% +$73K
FWONA icon
775
Liberty Media Series A
FWONA
$22.5B
$584K 0.02%
25,139
-49,293
-66% -$1.18M
29 30
31
32 33

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WJWM
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.