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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KF
751
Korea Fund
KF
$231M
$515K 0.02%
13,250
-2,719
-17% -$101K
MUNI icon
752
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$514K 0.02%
9,850
-5,550
-36% -$286K
SRE icon
753
Sempra
SRE
$57.9B
$514K 0.02%
12,022
+1,030
+9% +$43.7K
FANG icon
754
Diamondback Energy
FANG
$57.1B
$511K 0.02%
+12,001
New +$488K
IBKC
755
DELISTED
IBERIABANK Corp
IBKC
$510K 0.02%
9,828
-1,020
-9% -$56.7K
YELP icon
756
Yelp
YELP
$1.45B
$509K 0.02%
+7,700
New +$394K
CSE
757
DELISTED
CAPITALSOURCE INC
CSE
$508K 0.02%
+42,708
New +$483K
EOS
758
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$507K 0.02%
43,209
-1,335
-3% -$15.8K
HQH
759
abrdn Healthcare Investors
HQH
$1.25B
$504K 0.02%
21,478
+3,050
+17% +$72.1K
STLD icon
760
Steel Dynamics
STLD
$36B
$502K 0.02%
+30,023
New +$476K
SPLV icon
761
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$501K 0.02%
16,042
-4,727
-23% -$150K
VIAB
762
DELISTED
Viacom Inc. Class B
VIAB
$500K 0.02%
5,990
+217
+4% +$16.8K
FHY
763
DELISTED
First Trust Strategic High
FHY
$500K 0.02%
31,466
+195
+0.6% +$3.02K
SPG icon
764
Simon Property Group
SPG
$74.4B
$498K 0.02%
3,570
+39
+1% +$5.66K
VBK icon
765
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$498K 0.02%
4,350
-400
-8% -$44.2K
BIDU icon
766
Baidu
BIDU
$37.7B
$497K 0.02%
3,204
-1,807
-36% -$233K
DKL icon
767
Delek Logistics
DKL
$3.21B
$496K 0.02%
16,200
+3,000
+23% +$92.6K
SPH icon
768
Suburban Propane Partners
SPH
$1.24B
$494K 0.02%
10,548
-901
-8% -$42.2K
MSI icon
769
Motorola Solutions
MSI
$72.3B
$491K 0.02%
8,277
+652
+9% +$37.5K
SREV
770
DELISTED
ServiceSource International, Inc.
SREV
$490K 0.02%
+40,577
New +$480K
AVGO icon
771
Broadcom
AVGO
$1.85T
$488K 0.02%
+113,240
New +$435K
AEGN
772
DELISTED
Aegion Corp
AEGN
$484K 0.02%
20,400
– –
GBX icon
773
The Greenbrier Companies
GBX
$1.52B
$482K 0.02%
19,471
-5,729
-23% -$133K
SUNE
774
DELISTED
SUNEDISON, INC COM
SUNE
$481K 0.02%
60,362
+7,412
+14% +$61.4K
FFC
775
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
$475K 0.02%
26,330
+811
+3% +$14.8K
29 30
31
32 33

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WJWM
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.