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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMLP icon
726
Dorchester Minerals
DMLP
$1.33B
$565K 0.02%
23,650
– –
TRMB icon
727
Trimble
TRMB
$13.2B
$564K 0.02%
18,990
– –
IYR icon
728
iShares US Real Estate ETF
IYR
$4.66B
$563K 0.02%
8,821
-3,219
-27% -$210K
CALL
729
DELISTED
magicJack VocalTec Ltd
CALL
$560K 0.02%
+43,473
New +$625K
K
730
DELISTED
Kellanova
K
$559K 0.02%
10,148
+2,180
+27% +$130K
FNSR
731
DELISTED
Finisar Corp
FNSR
$551K 0.02%
+24,321
New +$501K
FAF icon
732
First American
FAF
$7.66B
$550K 0.02%
+22,567
New +$503K
RCS
733
PIMCO Strategic Income Fund
RCS
$244M
$549K 0.02%
52,690
-4,000
-7% -$41.8K
LYG icon
734
Lloyds Banking Group
LYG
$89.5B
$548K 0.02%
113,874
+26,437
+30% +$119K
DLR icon
735
Digital Realty Trust
DLR
$69.7B
$547K 0.02%
10,290
-12,109
-54% -$689K
AFT
736
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$547K 0.02%
30,635
+475
+2% +$8.9K
WBA
737
DELISTED
Walgreens Boots Alliance
WBA
$544K 0.02%
10,105
-3,600
-26% -$181K
JNS
738
DELISTED
Janus Capital Group Inc
JNS
$543K 0.02%
63,850
+18,850
+42% +$169K
NWL icon
739
Newell Brands
NWL
$2.38B
$538K 0.02%
19,563
+2,001
+11% +$53.3K
BRSS
740
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$538K 0.02%
+30,667
New +$568K
VO icon
741
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$536K 0.02%
20,900
– –
SRF
742
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$536K 0.02%
6,304
-258
-4% -$24.1K
TCPC icon
743
BlackRock TCP Capital
TCPC
$273M
$533K 0.02%
32,831
-1,785
-5% -$28.4K
CKSW
744
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$532K 0.02%
87,380
+58,405
+202% +$406K
IYT icon
745
iShares US Transportation ETF
IYT
$2.26B
$530K 0.02%
18,028
+1,088
+6% +$31.4K
JKHY icon
746
Jack Henry & Associates
JKHY
$10.9B
$528K 0.02%
10,209
+1,415
+16% +$70.6K
XLV icon
747
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$524K 0.02%
10,371
-3,220
-24% -$162K
PER
748
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$523K 0.02%
36,797
-4,404
-11% -$65.5K
IP icon
749
International Paper
IP
$21.6B
$519K 0.02%
12,407
+416
+3% +$18.5K
CLR
750
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$518K 0.02%
9,664
-5,828
-38% -$279K
28 29
30
31 32

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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.