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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
51
Broadcom
AVGO
$1.85T
$19.5M 0.36%
401,510
+77,200
+24% +$3.75M
T icon
52
AT&T
T
$159B
$19.5M 0.36%
954,425
-57,656
-6% -$1.21M
CVX icon
53
Chevron
CVX
$383B
$18.7M 0.35%
184,018
-278
-0.2% -$27.7K
INTC icon
54
Intel
INTC
$460B
$18.4M 0.34%
345,783
+41,468
+14% +$2.25M
WM icon
55
Waste Management
WM
$90.9B
$18.3M 0.34%
122,231
+239
+0.2% +$35.8K
CVS icon
56
CVS Health
CVS
$134B
$17.6M 0.33%
207,941
+482
+0.2% +$40.4K
UNH icon
57
UnitedHealth
UNH
$383B
$17.4M 0.33%
44,651
-318
-0.7% -$132K
BMY icon
58
Bristol-Myers Squibb
BMY
$132B
$17.4M 0.33%
294,073
+13,057
+5% +$860K
CARR icon
59
Carrier Global
CARR
$50.6B
$17.1M 0.32%
330,908
-182,222
-36% -$9.81M
TXN icon
60
Texas Instruments
TXN
$255B
$16.8M 0.32%
87,618
-1,219
-1% -$232K
NFLX icon
61
Netflix
NFLX
$305B
$16.8M 0.31%
275,560
-5,180
-2% -$285K
IBM icon
62
IBM
IBM
$209B
$16.4M 0.31%
123,546
-2,956
-2% -$395K
KKR icon
63
KKR & Co
KKR
$90.7B
$16.1M 0.3%
263,682
-23,968
-8% -$1.51M
CRM icon
64
Salesforce
CRM
$148B
$15.9M 0.3%
58,455
-4,831
-8% -$1.23M
GLD icon
65
SPDR Gold Trust
GLD
$133B
$15.8M 0.3%
96,298
-9,465
-9% -$1.58M
XYZ
66
Block Inc
XYZ
$49.2B
$15.7M 0.29%
65,284
-13,691
-17% -$3.52M
XOM icon
67
ExxonMobil
XOM
$651B
$15.6M 0.29%
264,999
-16,204
-6% -$923K
TSM icon
68
TSMC
TSM
$2.09T
$15.6M 0.29%
139,391
+23,514
+20% +$2.76M
QCOM icon
69
Qualcomm
QCOM
$160B
$15.4M 0.29%
119,771
+582
+0.5% +$82.6K
CG icon
70
Carlyle Group
CG
$16.3B
$15.3M 0.29%
324,462
-11,868
-4% -$569K
AMT icon
71
American Tower
AMT
$81.3B
$15.1M 0.28%
56,913
-14,002
-20% -$3.99M
VOO icon
72
Vanguard S&P 500 ETF
VOO
$972B
$15M 0.28%
38,020
+2,058
+6% +$835K
GS icon
73
Goldman Sachs
GS
$302B
$14.7M 0.28%
38,918
+1,941
+5% +$758K
WFC icon
74
Wells Fargo
WFC
$258B
$14.5M 0.27%
313,065
-36,668
-10% -$1.7M
CMCSA icon
75
Comcast
CMCSA
$84B
$14.4M 0.27%
257,910
-3,029
-1% -$177K
1 2
3
4 5

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.