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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APC
51
DELISTED
Anadarko Petroleum
APC
$10.4M 0.37%
111,882
-2,581
-2% -$235K
DKS icon
52
Dick's Sporting Goods
DKS
$17.9B
$10.3M 0.36%
193,012
+2,858
+2% +$144K
DD
53
DELISTED
Du Pont De Nemours E I
DD
$10.2M 0.36%
184,222
-24,852
-12% -$1.36M
BP icon
54
BP
BP
$114B
$10.2M 0.36%
296,288
+15,885
+6% +$545K
LOW icon
55
Lowe's Companies
LOW
$118B
$10.1M 0.35%
211,557
-11,018
-5% -$500K
BWX icon
56
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$10.1M 0.35%
344,958
+25,216
+8% +$721K
BA icon
57
Boeing
BA
$175B
$10M 0.35%
85,154
+18,369
+28% +$1.98M
SLB icon
58
SLB Ltd
SLB
$72.6B
$9.98M 0.35%
112,972
-4,291
-4% -$353K
BND icon
59
Vanguard Total Bond Market
BND
$158B
$9.86M 0.35%
121,863
+3,300
+3% +$265K
EOG icon
60
EOG Resources
EOG
$77.5B
$9.76M 0.34%
115,300
-612
-0.5% -$47.5K
SE
61
DELISTED
Spectra Energy Corp Wi
SE
$9.48M 0.33%
277,050
-6,486
-2% -$224K
BKLN icon
62
Invesco Senior Loan ETF
BKLN
$6.97B
$9.43M 0.33%
382,212
+9,555
+3% +$237K
WFC icon
63
Wells Fargo
WFC
$258B
$9.36M 0.33%
226,507
+10,800
+5% +$461K
RRC icon
64
Range Resources
RRC
$9.24B
$9.35M 0.33%
123,163
-1,394
-1% -$109K
EPP icon
65
iShares MSCI Pacific ex Japan ETF
EPP
$2.25B
$9.22M 0.32%
193,547
+3,120
+2% +$142K
KO icon
66
Coca-Cola
KO
$381B
$9.12M 0.32%
240,640
+34,991
+17% +$1.38M
EFV icon
67
iShares MSCI EAFE Value ETF
EFV
$28.9B
$9.09M 0.32%
167,032
+82,170
+97% +$4.27M
AIG icon
68
American International
AIG
$41.8B
$8.93M 0.31%
183,685
+8,912
+5% +$424K
NKY
69
DELISTED
PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX
NKY
$8.82M 0.31%
500,301
-8,455
-2% -$143K
ABBV icon
70
AbbVie
ABBV
$455B
$8.81M 0.31%
197,072
-19,777
-9% -$877K
HD icon
71
Home Depot
HD
$332B
$8.8M 0.31%
115,994
-22,384
-16% -$1.73M
WM icon
72
Waste Management
WM
$90.9B
$8.6M 0.3%
208,569
+3,921
+2% +$163K
ILMN icon
73
Illumina
ILMN
$31B
$8.6M 0.3%
109,397
+18,081
+20% +$1.38M
PXD
74
DELISTED
Pioneer Natural Resource Co.
PXD
$8.58M 0.3%
45,438
+2,857
+7% +$485K
AXP icon
75
American Express
AXP
$228B
$8.46M 0.3%
111,982
-1,288
-1% -$96.9K
1 2
3
4 5

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.