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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+514.19%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.14%
2 Energy 13.42%
3 Healthcare 10.78%
4 Financials 9.95%
5 Technology 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEP icon
701
Icahn Enterprises
IEP
$4.94B
$693K 0.02%
6,336
-12,334
-66% -$1.34M
STPZ icon
702
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$517M
$693K 0.02%
13,108
-552
-4% -$29.3K
OFS icon
703
OFS Capital
OFS
$55.1M
$690K 0.02%
53,816
+3,058
+6% +$37.4K
PCG icon
704
PG&E
PCG
$29.4B
$688K 0.02%
17,070
-28,410
-62% -$1.16M
DOC icon
705
Healthpeak Properties
DOC
$14.2B
$687K 0.02%
20,786
-2,835
-12% -$101K
GTIP
706
DELISTED
ISHARES TR GLOBAL INFLATION LKD BD ETF
GTIP
$685K 0.02%
13,828
-782
-5% -$39.3K
UN
707
DELISTED
Unilever NV New York Registry Shares
UN
$685K 0.02%
17,030
-792
-4% -$30.8K
TWTR
708
DELISTED
Twitter, Inc.
TWTR
$679K 0.02%
+10,669
New +$530K
VTLE
709
DELISTED
Vital Energy
VTLE
$678K 0.02%
+1,225
New +$719K
OGE icon
710
OGE Energy
OGE
$9.52B
$675K 0.02%
19,900
+4,200
+27% +$150K
OTTR icon
711
Otter Tail
OTTR
$3.75B
$673K 0.02%
23,000
– –
BGB
712
Blackstone Strategic Credit 2027 Term Fund
BGB
$501M
$669K 0.02%
37,594
-7,578
-17% -$136K
BHP icon
713
BHP
BHP
$220B
$669K 0.02%
11,589
-19,661
-63% -$1.14M
IYR icon
714
iShares US Real Estate ETF
IYR
$4.24B
$666K 0.02%
10,561
+1,740
+20% +$112K
CM icon
715
Canadian Imperial Bank of Commerce
CM
$103B
$655K 0.02%
15,648
+59
+0.4% +$2.43K
CNP icon
716
CenterPoint Energy
CNP
$25.2B
$654K 0.02%
28,234
+234
+0.8% +$5.62K
IDU icon
717
iShares US Utilities ETF
IDU
$1.26B
$649K 0.02%
13,550
+160
+1% +$7.69K
IEV icon
718
iShares Europe ETF
IEV
$1.65B
$647K 0.02%
13,636
+4,285
+46% +$195K
NWL icon
719
Newell Brands
NWL
$2.41B
$647K 0.02%
19,964
+401
+2% +$11.9K
GME icon
720
GameStop
GME
$11.2B
$645K 0.02%
+52,404
New +$672K
XXIA
721
DELISTED
Ixia
XXIA
$644K 0.02%
48,407
+21,404
+79% +$298K
SLCA
722
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$642K 0.02%
+18,812
New +$617K
DON icon
723
WisdomTree US MidCap Dividend Fund
DON
$3.91B
$641K 0.02%
+25,758
New +$621K
CKSW
724
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$641K 0.02%
85,407
-1,973
-2% -$13.8K
HQH
725
abrdn Healthcare Investors
HQH
$1.25B
$636K 0.02%
24,110
+2,632
+12% +$64.5K
27 28
29
30 31

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OAM
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AAMU
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SIMG
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VA
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CF
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MU
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ACM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, down from 22% a quarter earlier, followed by Energy and Healthcare.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.