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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPC icon
701
Pilgrim's Pride
PPC
$6.51B
$624K 0.02%
37,170
-24,462
-40% -$403K
BB icon
702
BlackBerry
BB
$4.98B
$623K 0.02%
79,000
-30,400
-28% -$295K
HSBC icon
703
HSBC
HSBC
$365B
$616K 0.02%
13,176
+828
+7% +$39.3K
PII icon
704
Polaris
PII
$3.82B
$616K 0.02%
4,770
-340
-7% -$38.2K
ZG icon
705
Zillow
ZG
$7.94B
$613K 0.02%
21,813
-312
-1% -$8.61K
ARI
706
Apollo Commercial Real Estate
ARI
$867M
$610K 0.02%
39,930
– –
CM icon
707
Canadian Imperial Bank of Commerce
CM
$108B
$609K 0.02%
15,589
– –
DPD
708
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$602K 0.02%
41,058
+2,954
+8% +$44.2K
MR
709
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$601K 0.02%
15,438
-1,254
-8% -$50.5K
BKCC
710
DELISTED
BlackRock Capital Investment Corporation
BKCC
$600K 0.02%
63,300
-1,000
-2% -$9.87K
FNX icon
711
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$598K 0.02%
13,047
+1,635
+14% +$73.1K
TCBI icon
712
Texas Capital Bancshares
TCBI
$4.3B
$597K 0.02%
13,000
-2,800
-18% -$129K
CLMT icon
713
Calumet Specialty Products
CLMT
$3.85B
$594K 0.02%
21,762
-447
-2% -$14K
BWP
714
DELISTED
Boardwalk Pipeline Partners
BWP
$594K 0.02%
19,586
+353
+2% +$10.8K
JGT
715
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$594K 0.02%
56,665
-1,293
-2% -$14K
GDP
716
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$589K 0.02%
+24,266
New +$488K
XHB icon
717
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$581K 0.02%
18,985
-23,334
-55% -$698K
CP icon
718
Canadian Pacific Kansas City
CP
$78.1B
$576K 0.02%
23,350
-5
-0% -$124
TSCO icon
719
Tractor Supply
TSCO
$16.1B
$575K 0.02%
+42,830
New +$528K
LTXB
720
DELISTED
LegacyTexas Financial Group Inc
LTXB
$574K 0.02%
27,770
+645
+2% +$13.5K
LCC
721
DELISTED
US AIRWAYS GROUP INC.
LCC
$570K 0.02%
30,042
+5,422
+22% +$96K
KYN icon
722
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$568K 0.02%
15,846
-423
-3% -$15.2K
FYX icon
723
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$567K 0.02%
12,944
+5,910
+84% +$250K
WDAY icon
724
Workday
WDAY
$39.6B
$567K 0.02%
7,012
+1,912
+37% +$139K
OGE icon
725
OGE Energy
OGE
$9.78B
$566K 0.02%
15,700
– –
27 28
29
30 31

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WJWM
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WA
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AIM
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.