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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
676
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$1.2M 0.02%
10,817
+445
+4% +$50.7K
CM icon
677
Canadian Imperial Bank of Commerce
CM
$108B
$1.2M 0.02%
21,554
– –
EWC icon
678
iShares MSCI Canada ETF
EWC
$6.13B
$1.2M 0.02%
33,042
-16,134
-33% -$599K
SWN
679
DELISTED
Southwestern Energy Company
SWN
$1.2M 0.02%
216,398
-263,496
-55% -$1.29M
AKTS
680
DELISTED
Akoustis Technologies Inc
AKTS
$1.2M 0.02%
123,250
+2,500
+2% +$24K
PTNQ icon
681
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.19M 0.02%
21,437
+302
+1% +$17.1K
RIG icon
682
Transocean
RIG
$5.89B
$1.19M 0.02%
314,131
+171,924
+121% +$625K
VLDR
683
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$1.19M 0.02%
200,812
-15,967
-7% -$120K
QCLN icon
684
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$603M
$1.18M 0.02%
18,917
+1,694
+10% +$111K
SCHD icon
685
Schwab US Dividend Equity ETF
SCHD
$103B
$1.18M 0.02%
47,832
+7,359
+18% +$187K
CFG icon
686
Citizens Financial Group
CFG
$30.3B
$1.18M 0.02%
25,106
+6,511
+35% +$286K
WDAY icon
687
Workday
WDAY
$39.6B
$1.18M 0.02%
4,713
+421
+10% +$104K
PTLC icon
688
Pacer Trendpilot US Large Cap ETF
PTLC
$3.26B
$1.18M 0.02%
31,172
+326
+1% +$12.6K
TRI icon
689
Thomson Reuters
TRI
$42.8B
$1.18M 0.02%
10,096
– –
VGSH icon
690
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.17M 0.02%
19,020
+6,496
+52% +$399K
EBND icon
691
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$1.17M 0.02%
46,125
+2,684
+6% +$69.8K
LH icon
692
Labcorp
LH
$25.4B
$1.17M 0.02%
4,819
+297
+7% +$74.8K
ALL icon
693
Allstate
ALL
$68B
$1.16M 0.02%
9,141
+931
+11% +$123K
FINX icon
694
Global X FinTech ETF
FINX
$170M
$1.16M 0.02%
24,114
-2,752
-10% -$135K
SWK icon
695
Stanley Black & Decker
SWK
$14.3B
$1.16M 0.02%
6,608
-35,442
-84% -$6.91M
IP icon
696
International Paper
IP
$21.6B
$1.16M 0.02%
21,815
-9,680
-31% -$539K
NXPI icon
697
NXP Semiconductors
NXPI
$57.8B
$1.15M 0.02%
5,872
+1,446
+33% +$300K
YUM icon
698
Yum! Brands
YUM
$42.2B
$1.15M 0.02%
9,404
-1,705
-15% -$216K
BNGO icon
699
Bionano Genomics
BNGO
$12.3M
$1.14M 0.02%
346
– –
ICVT icon
700
iShares Convertible Bond ETF
ICVT
$7.2B
$1.14M 0.02%
11,406
-5,384
-32% -$542K
26 27
28
29 30

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.