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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
651
VF Corp
VFC
$5.63B
$1.11M 0.02%
48,654
-2,530
-5% -$66.5K
LRCX icon
652
Lam Research
LRCX
$367B
$1.11M 0.02%
+21,010
New +$1.03M
IWN icon
653
iShares Russell 2000 Value ETF
IWN
$14.3B
$1.11M 0.02%
8,083
+21
+0.3% +$3.04K
CCL icon
654
Carnival Corporation Ltd
CCL
$38.1B
$1.11M 0.02%
109,061
-16,058
-13% -$166K
JD icon
655
JD.com
JD
$44.6B
$1.1M 0.02%
25,144
-1
-0% -$52
NVR icon
656
NVR
NVR
$16.5B
$1.1M 0.02%
197
+66
+50% +$341K
ACI icon
657
Albertsons Companies
ACI
$5.62B
$1.1M 0.02%
52,818
+3,155
+6% +$65.2K
MD icon
658
Pediatrix Medical
MD
$2.18B
$1.09M 0.02%
73,357
-2,612
-3% -$39.6K
YUM icon
659
Yum! Brands
YUM
$42.2B
$1.09M 0.02%
8,278
-78
-0.9% -$10K
BSTZ icon
660
BlackRock Science and Technology Term Trust
BSTZ
$1.95B
$1.09M 0.02%
58,358
+823
+1% +$14.4K
RMD icon
661
ResMed
RMD
$30.6B
$1.09M 0.02%
4,965
-30
-0.6% -$6.51K
GUG
662
Guggenheim Active Allocation Fund
GUG
$510M
$1.09M 0.02%
77,300
+7,500
+11% +$107K
BOTZ icon
663
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.28B
$1.08M 0.02%
42,241
+30,305
+254% +$713K
PSCT icon
664
Invesco S&P SmallCap Information Technology ETF
PSCT
$498M
$1.08M 0.02%
24,534
+1,209
+5% +$52.4K
RSPH icon
665
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$1.07M 0.02%
36,830
-730
-2% -$21.2K
AB icon
666
AllianceBernstein
AB
$3.43B
$1.07M 0.02%
29,381
+995
+4% +$37.5K
FCG icon
667
First Trust Natural Gas ETF
FCG
$647M
$1.07M 0.02%
47,669
-47,495
-50% -$1.12M
EXC icon
668
Exelon
EXC
$46.9B
$1.07M 0.02%
25,572
-3,664
-13% -$153K
IXC icon
669
iShares Global Energy ETF
IXC
$2.79B
$1.07M 0.02%
28,345
-39
-0.1% -$1.51K
DDOG icon
670
Datadog
DDOG
$95.4B
$1.07M 0.02%
14,723
+2,227
+18% +$164K
PLTR icon
671
Palantir
PLTR
$295B
$1.07M 0.02%
126,382
+2,879
+2% +$22.5K
PLUG icon
672
Plug Power
PLUG
$2.87B
$1.06M 0.02%
90,419
-8,797
-9% -$126K
XIFR
673
XPLR Infrastructure LP
XIFR
$1.12B
$1.06M 0.02%
17,403
+94
+0.5% +$6.46K
CTVA icon
674
Corteva
CTVA
$52.6B
$1.05M 0.02%
17,437
-4,427
-20% -$270K
NGG icon
675
National Grid
NGG
$80.4B
$1.05M 0.02%
16,335
+10,165
+165% +$609K
25 26
27
28 29

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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.