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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBSH icon
651
Commerce Bancshares
CBSH
$8.53B
$699K 0.02%
30,070
+20,919
+229% +$498K
HIG icon
652
Hartford Financial Services
HIG
$38.9B
$698K 0.02%
22,456
-1,916
-8% -$59.8K
CINF icon
653
Cincinnati Financial
CINF
$27.3B
$696K 0.02%
14,759
+655
+5% +$31.3K
A icon
654
Agilent Technologies
A
$39.1B
$694K 0.02%
18,935
+1,301
+7% +$43.9K
GLNG icon
655
Golar LNG
GLNG
$5B
$685K 0.02%
18,182
+7,698
+73% +$282K
CLH icon
656
Clean Harbors
CLH
$16.5B
$684K 0.02%
+11,661
New +$651K
SDRL
657
DELISTED
Seadrill Limited Common Stock
SDRL
$684K 0.02%
57
+17
+43% +$201K
EQR icon
658
Equity Residential
EQR
$24.9B
$683K 0.02%
12,731
+56
+0.4% +$3.09K
IMOS
659
ChipMOS TECHNOLOGIES
IMOS
$1.65B
$683K 0.02%
34,486
-4,539
-12% -$85.8K
PWB icon
660
Invesco Large Cap Growth ETF
PWB
$2.29B
$683K 0.02%
29,193
-205
-0.7% -$4.65K
TEF
661
DELISTED
Telefonica
TEF
$681K 0.02%
59,921
+1,362
+2% +$14.1K
DAKT icon
662
Daktronics
DAKT
$955M
$677K 0.02%
60,443
+8,705
+17% +$96K
EEP
663
DELISTED
Enbridge Energy Partners
EEP
$676K 0.02%
22,202
-9,609
-30% -$295K
MCK icon
664
McKesson
MCK
$100B
$674K 0.02%
5,252
+2,690
+105% +$330K
KMR
665
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$673K 0.02%
9,766
+80
+0.8% +$5.86K
UN
666
DELISTED
Unilever NV New York Registry Shares
UN
$672K 0.02%
17,822
+149
+0.8% +$5.89K
CNP icon
667
CenterPoint Energy
CNP
$27.7B
$671K 0.02%
28,000
– –
FTSL icon
668
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$671K 0.02%
+13,616
New +$674K
DNKN
669
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$671K 0.02%
14,816
+1,454
+11% +$63.7K
EWT icon
670
iShares MSCI Taiwan ETF
EWT
$9.86B
$667K 0.02%
23,949
-9,150
-28% -$250K
AMP icon
671
Ameriprise Financial
AMP
$48.3B
$664K 0.02%
7,290
+17
+0.2% +$1.5K
HUN icon
672
Huntsman Corp
HUN
$1.71B
$663K 0.02%
32,157
-8
-0% -$146
JCI icon
673
Johnson Controls International
JCI
$88.8B
$660K 0.02%
15,186
-39,191
-72% -$1.66M
PPH icon
674
VanEck Pharmaceutical ETF
PPH
$959M
$660K 0.02%
13,789
+292
+2% +$13.8K
OZK icon
675
Bank OZK
OZK
$5.6B
$657K 0.02%
27,390
+226
+0.8% +$5.31K
25 26
27
28 29

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.