We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
626
American Airlines Group
AAL
$10.1B
$1.38M 0.03%
67,100
+9,012
+16% +$183K
ECL icon
627
Ecolab
ECL
$78.1B
$1.38M 0.03%
6,600
-2,087
-24% -$457K
VMW
628
DELISTED
VMware, Inc
VMW
$1.38M 0.03%
9,262
+215
+2% +$32.6K
ARKG icon
629
ARK Genomic Revolution ETF
ARKG
$1.57B
$1.38M 0.03%
18,429
-122
-0.7% -$10.2K
WRK
630
DELISTED
WestRock Company
WRK
$1.38M 0.03%
27,609
-2,590
-9% -$131K
EQR icon
631
Equity Residential
EQR
$24.9B
$1.38M 0.03%
16,984
-1,482
-8% -$122K
IRM icon
632
Iron Mountain
IRM
$36.4B
$1.37M 0.03%
31,486
+14,526
+86% +$654K
AMLP icon
633
Alerian MLP ETF
AMLP
$13B
$1.36M 0.03%
40,949
+26,578
+185% +$887K
ITIC
634
Investors Title Co
ITIC
$546M
$1.36M 0.03%
7,469
+500
+7% +$90.1K
TAN icon
635
Invesco Solar ETF
TAN
$1.42B
$1.36M 0.03%
17,064
-10,173
-37% -$856K
IHI icon
636
iShares US Medical Devices ETF
IHI
$3.13B
$1.36M 0.03%
21,697
+4,519
+26% +$288K
CEF icon
637
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$1.35M 0.03%
79,027
-29,991
-28% -$541K
AJG icon
638
Arthur J. Gallagher & Co
AJG
$64.1B
$1.35M 0.03%
9,083
+671
+8% +$96K
ARDC
639
Are Dynamic Credit Allocation Fund
ARDC
$297M
$1.34M 0.03%
82,544
-703
-0.8% -$11.4K
PLUG icon
640
Plug Power
PLUG
$2.87B
$1.33M 0.03%
52,228
+45,959
+733% +$1.23M
NNN icon
641
NNN REIT
NNN
$9.04B
$1.33M 0.02%
30,778
+2,563
+9% +$121K
QRVO icon
642
Qorvo
QRVO
$7.99B
$1.32M 0.02%
7,912
-1,197
-13% -$222K
CHWY icon
643
Chewy
CHWY
$9.25B
$1.32M 0.02%
19,346
-9,448
-33% -$782K
TM icon
644
Toyota
TM
$224B
$1.31M 0.02%
7,362
-165
-2% -$29.5K
PPLI
645
People Inc
PPLI
$3.09B
$1.31M 0.02%
12,228
+838
+7% +$92.4K
FNX icon
646
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.31M 0.02%
13,370
+668
+5% +$66.5K
SIVB
647
DELISTED
SVB Financial Group
SIVB
$1.31M 0.02%
2,019
+243
+14% +$141K
CTAS icon
648
Cintas
CTAS
$81.9B
$1.3M 0.02%
13,672
-1,028
-7% -$101K
FR icon
649
First Industrial Realty Trust
FR
$8.73B
$1.3M 0.02%
24,940
– –
FLTR icon
650
VanEck IG Floating Rate ETF
FLTR
$2.94B
$1.29M 0.02%
50,680
+11,155
+28% +$283K
24 25
26
27 28

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.