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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHYS icon
626
Sprott Physical Gold
PHYS
$14.6B
$924K 0.03%
86,600
+14,400
+20% +$155K
FXD icon
627
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$923K 0.03%
28,842
+3,805
+15% +$121K
CODE
628
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$922K 0.03%
52,918
-25,300
-32% -$397K
ST icon
629
Sensata Technologies
ST
$6.74B
$917K 0.03%
21,497
+9,147
+74% +$365K
MPC icon
630
Marathon Petroleum
MPC
$92.4B
$914K 0.03%
21,004
-8,522
-29% -$373K
BRKL
631
DELISTED
Brookline Bancorp
BRKL
$908K 0.03%
96,466
+3,478
+4% +$32.1K
JPC icon
632
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$908K 0.03%
97,643
+9,716
+11% +$88.6K
GXC icon
633
State Street SPDR S&P China ETF
GXC
$462M
$907K 0.03%
12,473
-3,790
-23% -$276K
MU icon
634
Micron Technology
MU
$930B
$907K 0.03%
38,351
-9,146
-19% -$217K
HIG icon
635
Hartford Financial Services
HIG
$38.9B
$905K 0.03%
25,683
+4,066
+19% +$141K
PGZ
636
Principal Real Estate Income Fund
PGZ
$68.4M
$905K 0.03%
49,550
-950
-2% -$16.9K
IEV icon
637
iShares Europe ETF
IEV
$1.67B
$904K 0.03%
18,734
+5,098
+37% +$241K
MOH icon
638
Molina Healthcare
MOH
$10.2B
$898K 0.03%
23,900
+979
+4% +$36.1K
CLR
639
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$895K 0.03%
14,406
-480
-3% -$27.4K
SUB icon
640
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$893K 0.03%
8,408
+747
+10% +$79.4K
EQT icon
641
EQT Corp
EQT
$33.3B
$892K 0.03%
16,900
+5,878
+53% +$306K
ZG icon
642
Zillow
ZG
$7.94B
$892K 0.03%
30,345
+8,391
+38% +$239K
CP icon
643
Canadian Pacific Kansas City
CP
$78.1B
$882K 0.03%
29,310
+3,410
+13% +$104K
FAF icon
644
First American
FAF
$7.66B
$882K 0.03%
33,200
-482
-1% -$12.8K
GDV icon
645
Gabelli Dividend & Income Trust
GDV
$2.6B
$876K 0.03%
42,034
+1,593
+4% +$32.6K
IWR icon
646
iShares Russell Mid-Cap ETF
IWR
$56B
$875K 0.03%
22,604
+760
+3% +$28.8K
IMKTA icon
647
Ingles Markets
IMKTA
$1.71B
$874K 0.03%
36,715
-1,320
-3% -$32.5K
BCPC
648
Balchem Corp
BCPC
$5.38B
$869K 0.03%
16,675
-450
-3% -$24.2K
DIA icon
649
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$868K 0.03%
5,284
+136
+3% +$22K
GOV
650
DELISTED
Government Properties Income Trust
GOV
$867K 0.03%
34,391
+2,116
+7% +$52.3K
24 25
26
27 28

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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.