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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
601
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.49M 0.03%
84,127
+13,050
+18% +$234K
BAX icon
602
Baxter International
BAX
$13.5B
$1.49M 0.03%
18,554
-2,386
-11% -$189K
LTHM
603
DELISTED
Livent Corporation
LTHM
$1.49M 0.03%
64,438
-700
-1% -$15.7K
VNQ icon
604
Vanguard Real Estate ETF
VNQ
$39.2B
$1.47M 0.03%
14,448
-1,477
-9% -$157K
WYNN icon
605
Wynn Resorts
WYNN
$10.3B
$1.47M 0.03%
17,356
+1,423
+9% +$140K
MCI
606
Barings Corporate Investors
MCI
$340M
$1.46M 0.03%
93,742
-350
-0.4% -$5.38K
RHP icon
607
Ryman Hospitality Properties
RHP
$8.43B
$1.46M 0.03%
17,407
– –
PATH icon
608
UiPath
PATH
$6.61B
$1.45M 0.03%
27,613
+12,805
+86% +$775K
CAG icon
609
Conagra Brands
CAG
$6.94B
$1.45M 0.03%
42,852
+12,669
+42% +$429K
RDS.A
610
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.45M 0.03%
32,588
-4,729
-13% -$191K
BIL icon
611
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.45M 0.03%
15,863
+1,039
+7% +$95K
CBOE icon
612
Cboe Global Markets
CBOE
$32.5B
$1.44M 0.03%
11,640
-982
-8% -$120K
EXC icon
613
Exelon
EXC
$46.9B
$1.44M 0.03%
41,816
-714
-2% -$24.4K
CRH icon
614
CRH
CRH
$63.2B
$1.44M 0.03%
30,762
+1,210
+4% +$61.3K
FXH icon
615
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$1.43M 0.03%
12,028
-9
-0.1% -$1.1K
ON icon
616
ON Semiconductor
ON
$31.8B
$1.43M 0.03%
31,170
-300
-1% -$12.8K
PZA icon
617
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$1.41M 0.03%
52,634
+234
+0.4% +$6.38K
HQH
618
abrdn Healthcare Investors
HQH
$1.25B
$1.41M 0.03%
55,011
-15,241
-22% -$401K
GSG icon
619
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$1.41M 0.03%
83,370
+1,566
+2% +$25K
SGMO
620
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$1.4M 0.03%
155,300
-41,563
-21% -$411K
DOG
621
ProShares Short Dow30
DOG
$110M
$1.39M 0.03%
40,411
+551
+1% +$18.5K
DOV icon
622
Dover
DOV
$27.6B
$1.39M 0.03%
8,913
+52
+0.6% +$8.61K
SGEN
623
DELISTED
Seagen Inc. Common Stock
SGEN
$1.39M 0.03%
8,154
+105
+1% +$16.3K
DNP icon
624
DNP Select Income Fund
DNP
$4.05B
$1.38M 0.03%
129,519
+25,338
+24% +$271K
KLAC icon
625
KLA
KLAC
$239B
$1.38M 0.03%
41,260
+10,590
+35% +$354K
23 24
25
26 27

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.