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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRH icon
551
CRH
CRH
$62.9B
$1.16M 0.03%
41,215
+2,000
+5% +$54.8K
ET icon
552
Energy Transfer Partners
ET
$70.2B
$1.16M 0.03%
49,660
+3,856
+8% +$83.3K
BOND icon
553
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$1.16M 0.03%
10,864
+8,554
+370% +$909K
SIAL
554
DELISTED
SIGMA - ALDRICH CORP
SIAL
$1.16M 0.03%
12,413
+8,262
+199% +$772K
UTF icon
555
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$1.15M 0.03%
52,266
+500
+1% +$10.6K
XME icon
556
State Street SPDR S&P Metals & Mining ETF
XME
$3.88B
$1.15M 0.03%
27,653
+3,196
+13% +$132K
RPV icon
557
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
$1.15M 0.03%
22,332
-3,776
-14% -$186K
BHI
558
DELISTED
Baker Hughes
BHI
$1.14M 0.03%
17,541
-15,199
-46% -$899K
RDWR icon
559
Radware
RDWR
$1.1B
$1.14M 0.03%
64,400
-28,000
-30% -$490K
AGG icon
560
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.13M 0.03%
10,502
-2,419
-19% -$260K
MOO icon
561
VanEck Agribusiness ETF
MOO
$974M
$1.13M 0.03%
20,740
-2,284
-10% -$120K
FDN icon
562
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.13B
$1.12M 0.03%
19,047
+3,274
+21% +$202K
GDXJ icon
563
VanEck Junior Gold Miners ETF
GDXJ
$6.9B
$1.12M 0.03%
31,004
+12,891
+71% +$496K
VTRS icon
564
Viatris
VTRS
$20.4B
$1.12M 0.03%
22,950
-160
-0.7% -$7.77K
MYGN icon
565
Myriad Genetics
MYGN
$267M
$1.1M 0.03%
32,110
-1,878
-6% -$58.2K
IJK icon
566
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$1.09M 0.03%
28,564
-2,300
-7% -$86.6K
RF icon
567
Regions Financial
RF
$26.5B
$1.09M 0.03%
98,249
-4,401
-4% -$46.4K
AMLP icon
568
Alerian MLP ETF
AMLP
$13B
$1.08M 0.03%
12,282
+2,594
+27% +$228K
CQP icon
569
Cheniere Energy
CQP
$31.8B
$1.08M 0.03%
36,090
-1,555
-4% -$44.7K
AWK icon
570
American Water Works
AWK
$26.8B
$1.08M 0.03%
23,823
+650
+3% +$28.1K
PPH icon
571
VanEck Pharmaceutical ETF
PPH
$960M
$1.08M 0.03%
18,532
+4,181
+29% +$236K
LINE
572
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1.08M 0.03%
38,109
-4,969
-12% -$157K
SWY
573
DELISTED
SAFEWAY INC
SWY
$1.08M 0.03%
32,654
-3,351
-9% -$104K
FNSR
574
DELISTED
Finisar Corp
FNSR
$1.08M 0.03%
40,740
+6,369
+19% +$153K
DFE icon
575
WisdomTree Europe SmallCap Dividend Fund
DFE
$166M
$1.08M 0.03%
17,211
+10,920
+174% +$658K
21 22
23
24 25

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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.