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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
526
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$1.91M 0.04%
9,494
-139
-1% -$28.7K
SOFI icon
527
SoFi Technologies
SOFI
$21B
$1.9M 0.04%
119,316
+42,903
+56% +$672K
SE icon
528
Sea Limited
SE
$65.4B
$1.89M 0.04%
5,930
-3,110
-34% -$954K
GVI icon
529
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$1.88M 0.04%
16,358
+866
+6% +$100K
RY icon
530
Royal Bank of Canada
RY
$291B
$1.88M 0.04%
18,924
+298
+2% +$30.4K
UL icon
531
Unilever
UL
$137B
$1.88M 0.04%
30,774
-3,902
-11% -$249K
XRN
532
Chiron Real Estate Inc
XRN
$514M
$1.87M 0.04%
25,452
-15,429
-38% -$1.18M
ARKF icon
533
ARK Blockchain & Fintech Innovation ETF
ARKF
$722M
$1.86M 0.03%
37,745
+74
+0.2% +$3.87K
VOD icon
534
Vodafone
VOD
$36.3B
$1.84M 0.03%
119,258
-6,617
-5% -$109K
KYN icon
535
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$1.84M 0.03%
229,462
-1,688
-0.7% -$13.5K
MDC
536
DELISTED
M.D.C. Holdings, Inc.
MDC
$1.83M 0.03%
39,174
– –
LNC icon
537
Lincoln National
LNC
$8.72B
$1.82M 0.03%
26,440
+1,558
+6% +$102K
RUN icon
538
Sunrun
RUN
$2.34B
$1.81M 0.03%
41,233
+8,640
+27% +$412K
BWA icon
539
BorgWarner
BWA
$13.1B
$1.81M 0.03%
47,651
+2,562
+6% +$102K
MDB icon
540
MongoDB
MDB
$27.1B
$1.81M 0.03%
3,842
+231
+6% +$93K
APPS icon
541
Digital Turbine
APPS
$975M
$1.81M 0.03%
26,329
+16,547
+169% +$1.03M
IVE icon
542
iShares S&P 500 Value ETF
IVE
$49B
$1.81M 0.03%
12,448
-1,283
-9% -$191K
VFH icon
543
Vanguard Financials ETF
VFH
$13.5B
$1.8M 0.03%
19,471
+1,223
+7% +$113K
RH icon
544
RH
RH
$3.13B
$1.79M 0.03%
2,687
+67
+3% +$46.1K
IEV icon
545
iShares Europe ETF
IEV
$1.67B
$1.79M 0.03%
34,297
+9,655
+39% +$523K
SYF icon
546
Synchrony
SYF
$24.7B
$1.78M 0.03%
36,418
+2,840
+8% +$138K
ROP icon
547
Roper Technologies
ROP
$38.8B
$1.78M 0.03%
3,987
+267
+7% +$128K
SHYG icon
548
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$1.78M 0.03%
38,911
+5,131
+15% +$235K
LEG icon
549
Leggett & Platt
LEG
$1.34B
$1.77M 0.03%
39,563
+17
+0% +$819
TLS icon
550
Telos
TLS
$332M
$1.77M 0.03%
62,371
+100
+0.2% +$3.01K
20 21
22
23 24

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.