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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PQUE
526
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$1.25M 0.04%
218,759
+24,000
+12% +$137K
LRCX icon
527
Lam Research
LRCX
$376B
$1.24M 0.04%
226,020
-25,410
-10% -$135K
AAN.A
528
DELISTED
The Aaron's Company Inc Class A
AAN.A
$1.24M 0.04%
41,125
-700
-2% -$21.2K
PGF icon
529
Invesco Financial Preferred ETF
PGF
$676M
$1.24M 0.04%
69,719
-364
-0.5% -$6.36K
DO
530
DELISTED
Diamond Offshore Drilling
DO
$1.24M 0.04%
25,409
+20,287
+396% +$1,000K
XLI icon
531
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$1.24M 0.04%
23,595
+8,876
+60% +$456K
FNX icon
532
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.23M 0.04%
23,852
+3,003
+14% +$151K
HHH icon
533
Howard Hughes
HHH
$3.84B
$1.22M 0.04%
8,988
+549
+7% +$69K
IWD icon
534
iShares Russell 1000 Value ETF
IWD
$82B
$1.22M 0.04%
12,612
-1,650
-12% -$155K
SCCO icon
535
Southern Copper
SCCO
$142B
$1.22M 0.04%
45,106
+9,811
+28% +$264K
GLOG
536
DELISTED
GASLOG LTD
GLOG
$1.21M 0.04%
+52,066
New +$1.09M
NBL
537
DELISTED
Noble Energy, Inc.
NBL
$1.21M 0.04%
17,051
-3,856
-18% -$255K
JNPR
538
DELISTED
Juniper Networks
JNPR
$1.21M 0.04%
+46,873
New +$1.22M
GT icon
539
Goodyear
GT
$1.98B
$1.21M 0.04%
+46,138
New +$1.18M
OTTR icon
540
Otter Tail
OTTR
$3.75B
$1.2M 0.04%
38,925
+15,925
+69% +$470K
PGX icon
541
Invesco Preferred ETF
PGX
$3.81B
$1.2M 0.04%
+83,922
New +$1.17M
YHOO
542
DELISTED
Yahoo Inc
YHOO
$1.19M 0.04%
33,248
-16,771
-34% -$640K
HERO
543
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$1.19M 0.04%
259,350
+214,100
+473% +$1.08M
EVV
544
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.19M 0.04%
77,868
+2,377
+3% +$36.3K
RDC
545
DELISTED
Rowan Companies Plc
RDC
$1.19M 0.04%
35,257
+4,937
+16% +$161K
AMAT icon
546
Applied Materials
AMAT
$407B
$1.19M 0.04%
58,102
-22,954
-28% -$422K
XLY icon
547
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.5B
$1.18M 0.04%
36,594
-30,566
-46% -$997K
PANW icon
548
Palo Alto Networks
PANW
$266B
$1.18M 0.04%
+103,242
New +$1.17M
FNGN
549
DELISTED
Financial Engines, Inc.
FNGN
$1.18M 0.04%
23,150
– –
DKL icon
550
Delek Logistics
DKL
$3.27B
$1.17M 0.04%
35,000
+8,800
+34% +$293K
20 21
22
23 24

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.