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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFM
526
DELISTED
Whole Foods Market Inc
WFM
$1.02M 0.04%
17,405
+891
+5% +$49.2K
XLY icon
527
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.5B
$1.02M 0.04%
33,476
-29,166
-47% -$865K
FAV
528
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$1.01M 0.04%
120,668
-2,252
-2% -$18.7K
KRE icon
529
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$1.01M 0.04%
28,418
+3,892
+16% +$141K
NIO
530
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.01M 0.04%
77,815
+34,079
+78% +$444K
THOR
531
DELISTED
THORATEC CORPORATION
THOR
$1.01M 0.04%
27,123
+17,825
+192% +$623K
PGZ
532
Principal Real Estate Income Fund
PGZ
$68.6M
$1.01M 0.04%
+56,600
New +$1.07M
ADM icon
533
Archer Daniels Midland
ADM
$38.6B
$1.01M 0.04%
27,307
-1,464
-5% -$53.3K
TD icon
534
Toronto Dominion Bank
TD
$198B
$1M 0.04%
+22,284
New +$947K
RF icon
535
Regions Financial
RF
$26.4B
$996K 0.04%
107,592
-5,216
-5% -$51.1K
NUE icon
536
Nucor
NUE
$58.6B
$994K 0.03%
20,282
+1,652
+9% +$77.4K
AMAT icon
537
Applied Materials
AMAT
$407B
$991K 0.03%
56,514
-50,564
-47% -$807K
BSX icon
538
Boston Scientific
BSX
$67.5B
$985K 0.03%
83,835
+48,308
+136% +$523K
NDP
539
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$980K 0.03%
+5,000
New +$967K
BNY
540
Bank of New York Mellon
BNY
$107B
$976K 0.03%
32,334
+2,738
+9% +$84K
CHKP icon
541
Check Point Software Technologies
CHKP
$13B
$974K 0.03%
17,219
-563
-3% -$31.6K
MU icon
542
Micron Technology
MU
$934B
$966K 0.03%
55,311
-24,556
-31% -$356K
BTU
543
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$962K 0.03%
3,716
+2,121
+133% +$542K
SD
544
DELISTED
SANDRIDGE ENERGY, INC.
SD
$962K 0.03%
164,300
+87,300
+113% +$468K
FEX icon
545
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$961K 0.03%
25,621
+7,200
+39% +$266K
HTS
546
DELISTED
HATTERAS FINANCIAL CORP
HTS
$959K 0.03%
51,250
-12,750
-20% -$256K
BPL
547
DELISTED
Buckeye Partners, L.P.
BPL
$957K 0.03%
14,601
-1,569
-10% -$108K
BRSL
548
Brightstar Lottery PLC
BRSL
$1.83B
$955K 0.03%
50,464
+8,352
+20% +$159K
CTR
549
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$952K 0.03%
8,730
+529
+6% +$60.9K
SWK icon
550
Stanley Black & Decker
SWK
$14.4B
$949K 0.03%
10,483
-285
-3% -$24.4K
20 21
22
23 24

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WJWM
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WA
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.