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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAAS icon
501
Pan American Silver
PAAS
$18.1B
$1.08M 0.04%
102,450
+71,000
+226% +$864K
BKNG icon
502
Booking.com
BKNG
$150B
$1.08M 0.04%
26,700
+17,375
+186% +$650K
WY.PRA
503
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$1.07M 0.04%
+20,280
New +$1.07M
IWD icon
504
iShares Russell 1000 Value ETF
IWD
$82B
$1.07M 0.04%
12,461
+797
+7% +$69.2K
CYT
505
DELISTED
CYTEC INDS INC
CYT
$1.07M 0.04%
+26,402
New +$1.02M
CBRL icon
506
Cracker Barrel
CBRL
$1.26B
$1.07M 0.04%
+10,375
New +$1.04M
SJT
507
San Juan Basin Royalty Trust
SJT
$118M
$1.07M 0.04%
66,962
-7,038
-10% -$116K
RDWR icon
508
Radware
RDWR
$1.08B
$1.07M 0.04%
76,430
+2,690
+4% +$39.1K
SOXX icon
509
iShares Semiconductor ETF
SOXX
$41.9B
$1.07M 0.04%
48,009
+6,939
+17% +$150K
LRCX icon
510
Lam Research
LRCX
$376B
$1.07M 0.04%
208,290
+104,700
+101% +$512K
EWC icon
511
iShares MSCI Canada ETF
EWC
$6.14B
$1.06M 0.04%
37,573
+19,491
+108% +$540K
FDN icon
512
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.09B
$1.06M 0.04%
19,790
+4,011
+25% +$202K
FNFG
513
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$1.06M 0.04%
102,149
+215
+0.2% +$2.23K
AWK icon
514
American Water Works
AWK
$27B
$1.05M 0.04%
25,480
-80
-0.3% -$3.31K
BRLI
515
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$1.05M 0.04%
35,190
+8,915
+34% +$248K
VOLC
516
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$1.05M 0.04%
+43,739
New +$931K
MAKO
517
DELISTED
MAKO SURGICAL CORP COM
MAKO
$1.05M 0.04%
+35,506
New +$541K
XLU icon
518
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$1.05M 0.04%
55,960
-9,138
-14% -$174K
KSS icon
519
Kohl's
KSS
$2.21B
$1.04M 0.04%
20,197
-39
-0.2% -$2.04K
IJK icon
520
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$1.03M 0.04%
29,696
-580
-2% -$19.7K
JPC icon
521
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$1.03M 0.04%
118,547
-6,975
-6% -$62.8K
UTF icon
522
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$1.03M 0.04%
52,090
+260
+0.5% +$5.01K
NRP icon
523
Natural Resource Partners
NRP
$1.29B
$1.03M 0.04%
5,384
-1,683
-24% -$341K
SBNY
524
DELISTED
Signature Bank
SBNY
$1.02M 0.04%
+11,204
New +$1.01M
ISRG icon
525
Intuitive Surgical
ISRG
$126B
$1.02M 0.04%
24,489
+7,083
+41% +$313K
19 20
21
22 23

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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.