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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
476
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$1.81M 0.04%
41,237
+6,050
+17% +$343K
BTX
477
BlackRock Technology and Private Equity Term Trust
BTX
$940M
$1.8M 0.04%
223,560
+6,410
+3% +$47.7K
HASI icon
478
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
$1.79M 0.04%
62,509
+31,027
+99% +$981K
MGM icon
479
MGM Resorts International
MGM
$11.4B
$1.79M 0.04%
40,245
+4,054
+11% +$168K
LEVI icon
480
Levi Strauss
LEVI
$9.44B
$1.78M 0.04%
97,384
-3,450
-3% -$59.3K
BWA icon
481
BorgWarner
BWA
$13.1B
$1.77M 0.04%
41,001
-820
-2% -$34K
ASML icon
482
ASML
ASML
$626B
$1.77M 0.04%
2,599
-40
-2% -$25.7K
AMLP icon
483
Alerian MLP ETF
AMLP
$13B
$1.76M 0.04%
45,658
-54,841
-55% -$2.15M
COR icon
484
Cencora
COR
$60.6B
$1.76M 0.04%
11,015
-5,219
-32% -$828K
CSL icon
485
Carlisle Companies
CSL
$14.3B
$1.76M 0.04%
7,798
+5,283
+210% +$1.28M
CBOE icon
486
Cboe Global Markets
CBOE
$32.5B
$1.76M 0.04%
13,118
+3,280
+33% +$412K
PRU icon
487
Prudential Financial
PRU
$42.4B
$1.76M 0.04%
21,232
-4,894
-19% -$467K
UCON icon
488
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$1.75M 0.04%
72,313
+63,519
+722% +$1.54M
SKYY icon
489
First Trust Cloud Computing ETF
SKYY
$2.92B
$1.75M 0.04%
26,163
+517
+2% +$32.6K
XLC icon
490
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$1.75M 0.04%
30,183
+8,578
+40% +$466K
VICI icon
491
VICI Properties
VICI
$29B
$1.74M 0.04%
53,359
-188
-0.4% -$6.22K
ANDE icon
492
Andersons Inc
ANDE
$2.41B
$1.74M 0.04%
42,092
-5,915
-12% -$234K
XOP icon
493
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
$1.73M 0.04%
13,522
-706
-5% -$93.7K
OIH icon
494
VanEck Oil Services ETF
OIH
$2.06B
$1.72M 0.04%
6,217
+4,769
+329% +$1.46M
DOCU
495
DocuSign
DOCU
$10.5B
$1.7M 0.04%
29,213
+1,950
+7% +$116K
IVE icon
496
iShares S&P 500 Value ETF
IVE
$49B
$1.7M 0.04%
11,222
-1,004
-8% -$152K
ICVT icon
497
iShares Convertible Bond ETF
ICVT
$7.2B
$1.7M 0.04%
23,425
+665
+3% +$48.1K
SHOP icon
498
Shopify
SHOP
$152B
$1.7M 0.04%
35,430
+2,463
+7% +$108K
BND icon
499
Vanguard Total Bond Market
BND
$157B
$1.7M 0.04%
22,994
+7,244
+46% +$530K
QQQM icon
500
Invesco NASDAQ 100 ETF
QQQM
$96.7B
$1.69M 0.04%
+12,837
New +$1.56M
18 19
20
21 22

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CL
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WJWM
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WA
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.