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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
476
FirstEnergy
FE
$28B
$2.23M 0.04%
62,680
-23,538
-27% -$893K
LW icon
477
Lamb Weston
LW
$7.22B
$2.22M 0.04%
36,247
+8,450
+30% +$572K
BHP icon
478
BHP
BHP
$215B
$2.21M 0.04%
46,245
+9,137
+25% +$558K
VEEV icon
479
Veeva Systems
VEEV
$33.1B
$2.21M 0.04%
7,661
+138
+2% +$43.8K
IJK icon
480
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$2.21M 0.04%
27,848
-1,491
-5% -$121K
DD icon
481
DuPont de Nemours
DD
$18.5B
$2.2M 0.04%
25,817
-1,718
-6% -$159K
MDLZ icon
482
Mondelez International
MDLZ
$79.5B
$2.19M 0.04%
37,716
-2,056
-5% -$128K
IWX icon
483
iShares Russell Top 200 Value ETF
IWX
$3.98B
$2.19M 0.04%
33,344
+185
+0.6% +$12.4K
VCR icon
484
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$2.15M 0.04%
6,936
+372
+6% +$118K
IVOL icon
485
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$2.15M 0.04%
77,054
-12,484
-14% -$348K
COF icon
486
Capital One
COF
$128B
$2.14M 0.04%
13,220
+1,385
+12% +$226K
TRP icon
487
TC Energy
TRP
$70.2B
$2.14M 0.04%
44,488
+29,431
+195% +$1.43M
ATO icon
488
Atmos Energy
ATO
$28.8B
$2.13M 0.04%
24,168
+2,724
+13% +$263K
FCNCA icon
489
First Citizens BancShares
FCNCA
$24.9B
$2.13M 0.04%
2,521
– –
CPZ
490
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$259M
$2.13M 0.04%
104,405
+1,640
+2% +$33.1K
PCAR icon
491
PACCAR
PCAR
$69.8B
$2.12M 0.04%
40,265
+3,024
+8% +$168K
CCL icon
492
Carnival Corporation Ltd
CCL
$38.1B
$2.12M 0.04%
84,656
+6,804
+9% +$158K
SEE
493
DELISTED
Sealed Air
SEE
$2.11M 0.04%
38,429
-279
-0.7% -$16.2K
VMBS icon
494
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$2.09M 0.04%
39,287
-9,019
-19% -$482K
SPLV icon
495
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$2.08M 0.04%
34,154
+893
+3% +$56.3K
SNOW icon
496
Snowflake
SNOW
$102B
$2.08M 0.04%
6,860
+4,195
+157% +$1.19M
BIIB icon
497
Biogen
BIIB
$30B
$2.07M 0.04%
7,322
+435
+6% +$143K
FTGC icon
498
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$2.07M 0.04%
85,945
+12,396
+17% +$293K
APOG icon
499
Apogee Enterprises
APOG
$826M
$2.07M 0.04%
+54,825
New +$2.2M
TSCO icon
500
Tractor Supply
TSCO
$16.1B
$2.07M 0.04%
51,060
+7,275
+17% +$282K
18 19
20
21 22

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CL
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WJWM
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WA
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.