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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.44B
AUM Growth
+$5.13M
Cap. Flow
-$60.9M
Cap. Flow %
-1.77%
Top 10 Hldgs %
13.68%
Holding
1,403
New
134
Increased
468
Reduced
577
Closed
124

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$7.38M
2
TJX icon
TJX Companies
TJX
+$5.41M
3
TEVA icon
Teva Pharmaceuticals
TEVA
+$4.59M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.09M
5
LVS icon
Las Vegas Sands
LVS
+$3.92M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$7.91M
2
SBUX icon
Starbucks
SBUX
+$6.48M
3
CVS icon
CVS Health
CVS
+$6M
4
MDT icon
Medtronic
MDT
+$5.54M
5
WMT icon
Walmart Inc
WMT
+$5.12M

Sector Composition

Rank Sector Weight
1 Healthcare 12.56%
2 Financials 11.38%
3 Technology 10.34%
4 Industrials 9.82%
5 Consumer Discretionary 8.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
476
Capital One
COF
$128B
$1.36M 0.04%
15,541
-7,823
-33% -$631K
SPB icon
477
Spectrum Brands
SPB
$2.04B
$1.36M 0.04%
11,083
-503
-4% -$64.2K
CBRE icon
478
CBRE Group
CBRE
$42.5B
$1.35M 0.04%
42,853
-235
-0.5% -$6.8K
XLY icon
479
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$1.35M 0.04%
33,126
-3,858
-10% -$156K
FXG icon
480
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$1.34M 0.04%
29,311
-3,044
-9% -$138K
FMO
481
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.34M 0.04%
17,952
-188
-1% -$14.2K
NVMI
482
Nova
NVMI
$12.4B
$1.33M 0.04%
101,270
– –
CMS icon
483
CMS Energy
CMS
$22.6B
$1.32M 0.04%
31,845
-32,979
-51% -$1.35M
OVV icon
484
Ovintiv
OVV
$17.3B
$1.32M 0.04%
22,482
-3,582
-14% -$204K
AREX
485
DELISTED
Approach Resources Inc.
AREX
$1.31M 0.04%
391,610
– –
ETP
486
DELISTED
Energy Transfer Partners L.p.
ETP
$1.31M 0.04%
36,647
-8,614
-19% -$307K
CCD
487
Calamos Dynamic Convertible & Income Fund
CCD
$707M
$1.29M 0.04%
73,810
+35,006
+90% +$620K
DES icon
488
WisdomTree US SmallCap Dividend Fund
DES
$2.18B
$1.29M 0.04%
46,866
+23,730
+103% +$613K
TWLO icon
489
Twilio
TWLO
$30B
$1.29M 0.04%
44,640
+13,044
+41% +$489K
FXO icon
490
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$1.28M 0.04%
47,433
-12,546
-21% -$320K
BAX icon
491
Baxter International
BAX
$13.5B
$1.26M 0.04%
28,525
-5,916
-17% -$274K
FV icon
492
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.26M 0.04%
54,576
-20,764
-28% -$474K
TPR icon
493
Tapestry
TPR
$30.8B
$1.26M 0.04%
36,075
-11,206
-24% -$409K
FEX icon
494
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$1.25M 0.04%
25,644
+5,263
+26% +$250K
PPLI
495
People Inc
PPLI
$3.09B
$1.25M 0.04%
107,896
+37,125
+52% +$435K
FXD icon
496
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$1.23M 0.04%
34,716
-4,120
-11% -$146K
IWP icon
497
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$1.23M 0.04%
25,316
-4,208
-14% -$203K
AJG icon
498
Arthur J. Gallagher & Co
AJG
$64.1B
$1.23M 0.04%
23,650
+798
+3% +$40.1K
BGFV
499
DELISTED
Big 5 Sporting Goods
BGFV
$1.22M 0.04%
70,560
-4,919
-7% -$86.5K
WDC icon
500
Western Digital
WDC
$188B
$1.22M 0.04%
23,826
-14,874
-38% -$686K
18 19
20
21 22

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Oppenheimer & Co held 1,403 positions worth $3.44B, up 0.15% from $3.43B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q4 2016 filing shows 134 new, 468 increased, 577 reduced and 124 closed positions. Its largest new stake was Yum China: 126,647 shares worth $3.31M. The largest sale was Bank of America, an estimated $7.91M.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

  • Oppenheimer & Co's largest Q4 2016 buy was Yum China: 126,647 shares worth $3.31M.
  • Oppenheimer & Co added most to Lumen in Q4 2016, an estimated $7.38M increase.
  • Oppenheimer & Co's biggest Q4 2016 reduction was Bank of America, cutting an estimated $7.91M.
  • Oppenheimer & Co fully exited iShares MBS ETF in Q4 2016, selling an estimated $3.35M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.44B portfolio in Q4 2016.
  • Oppenheimer & Co opened 134 new positions and closed 124 in Q4 2016.
  • Oppenheimer & Co's portfolio value rose 0.15% quarter-over-quarter to $3.44B.

Based on Oppenheimer & Co's 13F filing for Q4 2016, filed 2 Feb 2017.