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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
476
Franklin Resources
BEN
$17.6B
$1.43M 0.04%
26,377
-1,078
-4% -$58K
NUAN
477
DELISTED
Nuance Communications, Inc.
NUAN
$1.43M 0.04%
96,066
-26,228
-21% -$352K
BGG
478
DELISTED
Briggs & Stratton Corp.
BGG
$1.43M 0.04%
64,059
+49,256
+333% +$1.07M
UDR icon
479
UDR
UDR
$12.2B
$1.42M 0.04%
54,918
+43,585
+385% +$1.09M
ECL icon
480
Ecolab
ECL
$77.9B
$1.42M 0.04%
13,116
-1,189
-8% -$125K
FR icon
481
First Industrial Realty Trust
FR
$8.7B
$1.42M 0.04%
73,322
+61,322
+511% +$1.11M
PAAS icon
482
Pan American Silver
PAAS
$18.2B
$1.42M 0.04%
110,150
+8,200
+8% +$110K
MLCO icon
483
Melco Resorts & Entertainment
MLCO
$2.25B
$1.42M 0.04%
36,651
+27,045
+282% +$1.12M
IWS icon
484
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.41M 0.04%
20,553
+620
+3% +$41.2K
SNY icon
485
Sanofi
SNY
$103B
$1.39M 0.04%
26,626
+7,233
+37% +$366K
CHK
486
DELISTED
Chesapeake Energy Corporation
CHK
$1.39M 0.04%
287
-132
-32% -$643K
TOL icon
487
Toll Brothers
TOL
$13.8B
$1.38M 0.04%
38,532
-887
-2% -$32.7K
BRCM
488
DELISTED
BROADCOM CORP CL-A
BRCM
$1.38M 0.04%
43,796
-22,245
-34% -$670K
TYC
489
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.38M 0.04%
31,022
-4,736
-13% -$207K
ICON
490
DELISTED
Iconix Brand Group, Inc.
ICON
$1.38M 0.04%
3,503
-1,430
-29% -$557K
NTG
491
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.37M 0.04%
5,138
+95
+2% +$25.6K
VB icon
492
Vanguard Morningstar Small-Cap ETF
VB
$79.4B
$1.36M 0.04%
12,078
-1,033
-8% -$114K
GAS
493
DELISTED
AGL Resources Inc
GAS
$1.36M 0.04%
27,864
– –
IVZ icon
494
Invesco
IVZ
$13.1B
$1.36M 0.04%
36,822
-1,822
-5% -$63.1K
FXO icon
495
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$1.35M 0.04%
62,065
-4,624
-7% -$99K
MTRN icon
496
Materion
MTRN
$4.44B
$1.35M 0.04%
+39,900
New +$1.19M
URI icon
497
United Rentals
URI
$67.2B
$1.35M 0.04%
14,240
+719
+5% +$61K
TCO
498
DELISTED
Taubman Centers Inc.
TCO
$1.35M 0.04%
+19,069
New +$1.29M
JOY
499
DELISTED
Joy Global Inc
JOY
$1.35M 0.04%
23,240
+14,013
+152% +$778K
SJT
500
San Juan Basin Royalty Trust
SJT
$118M
$1.33M 0.04%
75,508
+7,708
+11% +$134K
18 19
20
21 22

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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.