We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFLO icon
26
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$25.6M 0.53%
503,552
-29,185
-5% -$1.48M
PEP icon
27
PepsiCo
PEP
$191B
$25M 0.52%
147,765
-221
-0.1% -$40.1K
GILD icon
28
Gilead Sciences
GILD
$163B
$24.9M 0.51%
332,429
-8,124
-2% -$625K
WMT icon
29
Walmart Inc
WMT
$884B
$24.1M 0.5%
452,319
-28,980
-6% -$1.54M
IJH icon
30
iShares Core S&P Mid-Cap ETF
IJH
$122B
$23.1M 0.48%
464,050
+11,500
+3% +$603K
ABBV icon
31
AbbVie
ABBV
$455B
$22.7M 0.47%
152,525
-2,492
-2% -$366K
PG icon
32
Procter & Gamble
PG
$335B
$22.6M 0.47%
155,183
-2,825
-2% -$432K
IJR icon
33
iShares Core S&P Small-Cap ETF
IJR
$110B
$22.2M 0.46%
235,089
-2,650
-1% -$265K
MRK icon
34
Merck
MRK
$321B
$22M 0.45%
213,488
-52,377
-20% -$5.65M
SHV icon
35
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$21.6M 0.45%
195,574
+24,937
+15% +$2.75M
PFE icon
36
Pfizer
PFE
$142B
$21.5M 0.44%
649,480
-51,337
-7% -$1.82M
ACN icon
37
Accenture
ACN
$99.9B
$20.4M 0.42%
66,329
+5,320
+9% +$1.68M
MPC icon
38
Marathon Petroleum
MPC
$91.7B
$19.9M 0.41%
131,670
-14,176
-10% -$1.98M
IWF icon
39
iShares Russell 1000 Growth ETF
IWF
$120B
$19.9M 0.41%
298,520
+51,844
+21% +$3.58M
VOO icon
40
Vanguard S&P 500 ETF
VOO
$972B
$19.6M 0.4%
49,909
+1,681
+3% +$687K
KMX icon
41
CarMax
KMX
$8.33B
$19.3M 0.4%
272,983
+3,690
+1% +$302K
FTSM icon
42
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$19.1M 0.39%
321,137
-44,700
-12% -$2.66M
CAT icon
43
Caterpillar
CAT
$373B
$18.6M 0.38%
68,197
-6,483
-9% -$1.76M
DAUG icon
44
FT Vest US Equity Deep Buffer ETF August
DAUG
$369M
$18.6M 0.38%
+562,231
New +$19.1M
MA icon
45
Mastercard
MA
$510B
$18.5M 0.38%
46,767
+3,282
+8% +$1.32M
WM icon
46
Waste Management
WM
$90.9B
$18.5M 0.38%
121,240
+14,339
+13% +$2.32M
GS icon
47
Goldman Sachs
GS
$302B
$18.1M 0.37%
56,042
-8,318
-13% -$2.78M
SBUX icon
48
Starbucks
SBUX
$121B
$18M 0.37%
197,686
-1,053
-0.5% -$103K
BAC icon
49
Bank of America
BAC
$433B
$17.9M 0.37%
654,216
-63,160
-9% -$1.87M
SMCI icon
50
Super Micro Computer
SMCI
$17.9B
$17.5M 0.36%
639,200
-7,690
-1% -$214K
1
2
3 4 5

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.