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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGCO icon
451
AGCO
AGCO
$7.48B
$2.38M 0.04%
19,465
+15,456
+386% +$2.02M
ETRN
452
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$2.38M 0.04%
234,450
+57,400
+32% +$506K
NXDT
453
NexPoint Diversified Real Estate Trust
NXDT
$224M
$2.37M 0.04%
170,637
+16,309
+11% +$228K
PHM icon
454
Pultegroup
PHM
$24.1B
$2.37M 0.04%
51,594
+5,763
+13% +$299K
PXD
455
DELISTED
Pioneer Natural Resource Co.
PXD
$2.36M 0.04%
14,161
-211
-1% -$31.9K
PNC icon
456
PNC Financial Services
PNC
$99.5B
$2.35M 0.04%
11,993
-1,279
-10% -$242K
EPAY
457
DELISTED
Bottomline Technologies Inc
EPAY
$2.34M 0.04%
59,652
-500
-0.8% -$20.1K
PSA icon
458
Public Storage
PSA
$59.4B
$2.33M 0.04%
7,841
+673
+9% +$211K
VERI icon
459
Veritone
VERI
$95.7M
$2.33M 0.04%
97,477
-150,834
-61% -$3.08M
WELL icon
460
Welltower
WELL
$169B
$2.33M 0.04%
28,251
-2,014
-7% -$173K
MPT
461
Medical Properties Trust
MPT
$2.76B
$2.33M 0.04%
115,867
+6,503
+6% +$133K
FAST icon
462
Fastenal
FAST
$54B
$2.32M 0.04%
89,804
+5,170
+6% +$140K
MET icon
463
MetLife
MET
$62.1B
$2.31M 0.04%
37,428
-2,394
-6% -$144K
WBA
464
DELISTED
Walgreens Boots Alliance
WBA
$2.31M 0.04%
49,077
-439
-0.9% -$21.2K
CRSP icon
465
CRISPR Therapeutics
CRSP
$4.7B
$2.3M 0.04%
20,546
+3,367
+20% +$423K
LMBS icon
466
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$2.3M 0.04%
45,406
-1,665
-4% -$84.5K
HOLX
467
DELISTED
Hologic
HOLX
$2.29M 0.04%
31,049
+1,432
+5% +$107K
ISTB icon
468
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$2.29M 0.04%
44,884
+8,421
+23% +$432K
CAE icon
469
CAE Inc. Common Shares
CAE
$8.25B
$2.29M 0.04%
76,700
– –
SH icon
470
ProShares Short S&P500
SH
$916M
$2.29M 0.04%
37,553
-2,396
-6% -$143K
IEF icon
471
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$2.28M 0.04%
19,821
-1,131
-5% -$132K
IEFA icon
472
iShares Core MSCI EAFE ETF
IEFA
$189B
$2.28M 0.04%
30,745
+5,767
+23% +$439K
AGZ icon
473
iShares Agency Bond ETF
AGZ
$558M
$2.28M 0.04%
19,257
+5,423
+39% +$645K
CHX
474
DELISTED
ChampionX
CHX
$2.27M 0.04%
101,670
-48
-0% -$1.1K
NVS icon
475
Novartis
NVS
$295B
$2.25M 0.04%
27,452
-4,846
-15% -$436K
17 18
19
20 21

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.