We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AREX
426
DELISTED
Approach Resources Inc.
AREX
$1.36M 0.05%
51,866
+8,073
+18% +$204K
MLP icon
427
Maui Land & Pineapple Co
MLP
$355M
$1.36M 0.05%
335,624
+14,873
+5% +$63.3K
PDI icon
428
PIMCO Dynamic Income Fund
PDI
$7.44B
$1.35M 0.05%
47,242
+5,576
+13% +$156K
FXO icon
429
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.35M 0.05%
68,449
-3,261
-5% -$64K
FLG
430
Flagstar Bank National Association
FLG
$5.94B
$1.35M 0.05%
29,742
-3,097
-9% -$139K
SRCL
431
DELISTED
Stericycle Inc
SRCL
$1.35M 0.05%
11,677
-459
-4% -$52.9K
MEOH icon
432
Methanex
MEOH
$4.27B
$1.35M 0.05%
26,245
-400
-2% -$19K
HMC icon
433
Honda
HMC
$39.9B
$1.34M 0.05%
35,144
+12,688
+57% +$485K
IJR icon
434
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.34M 0.05%
26,808
+1,494
+6% +$72.2K
GAS
435
DELISTED
AGL Resources Inc
GAS
$1.33M 0.05%
28,864
– –
BEN icon
436
Franklin Resources
BEN
$17.2B
$1.32M 0.05%
26,107
-2,207
-8% -$107K
HSY icon
437
Hershey
HSY
$35.9B
$1.31M 0.05%
14,217
-33
-0.2% -$3.08K
SSYS icon
438
Stratasys
SSYS
$697M
$1.31M 0.05%
12,934
-886
-6% -$85.8K
VB icon
439
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$1.31M 0.05%
12,764
-50
-0.4% -$4.99K
KEX icon
440
Kirby Corp
KEX
$7.08B
$1.3M 0.05%
15,000
-5,000
-25% -$419K
EXC icon
441
Exelon
EXC
$46.6B
$1.3M 0.05%
61,279
-3,411
-5% -$74.6K
FTI icon
442
TechnipFMC
FTI
$27.5B
$1.3M 0.05%
31,423
-26,649
-46% -$1.1M
GHI
443
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$1.3M 0.05%
126,009
-812
-0.6% -$8.4K
PTY icon
444
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$1.28M 0.05%
71,002
+244
+0.3% +$4.34K
IWF icon
445
iShares Russell 1000 Growth ETF
IWF
$120B
$1.27M 0.04%
64,916
+420
+0.7% +$8.04K
VYX icon
446
NCR Voyix
VYX
$1.12B
$1.27M 0.04%
52,243
-19,541
-27% -$437K
DAL icon
447
Delta Air Lines
DAL
$58.3B
$1.27M 0.04%
53,711
+31,045
+137% +$647K
APB
448
DELISTED
Asia Pacific Fund
APB
$1.27M 0.04%
125,150
-2,100
-2% -$21K
NML
449
Neuberger Energy Infrastructure and Income Fund Inc
NML
$583M
$1.26M 0.04%
67,415
-122
-0.2% -$2.37K
MPC icon
450
Marathon Petroleum
MPC
$91.7B
$1.26M 0.04%
39,302
+2,190
+6% +$77K
16 17
18
19 20

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.