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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAM icon
401
Akamai
AKAM
$16.5B
$2.79M 0.05%
26,634
+1,015
+4% +$116K
ZM icon
402
Zoom
ZM
$27.1B
$2.78M 0.05%
10,638
-2,950
-22% -$995K
IWN icon
403
iShares Russell 2000 Value ETF
IWN
$14.4B
$2.76M 0.05%
17,246
-923
-5% -$148K
SPHD icon
404
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.35B
$2.76M 0.05%
65,161
+772
+1% +$33.8K
RVT icon
405
Royce Value Trust
RVT
$2.2B
$2.75M 0.05%
152,368
-23,172
-13% -$428K
SBAC icon
406
SBA Communications
SBAC
$19.3B
$2.74M 0.05%
8,296
-15
-0.2% -$5.19K
TDOC icon
407
Teladoc Health
TDOC
$1.2B
$2.74M 0.05%
21,612
+1,828
+9% +$266K
CMI icon
408
Cummins
CMI
$87.3B
$2.73M 0.05%
12,175
-6,228
-34% -$1.46M
NI icon
409
NiSource
NI
$21.6B
$2.73M 0.05%
112,840
-19,998
-15% -$499K
TFI icon
410
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$2.73M 0.05%
52,980
+1,075
+2% +$56.1K
FTXR icon
411
First Trust Nasdaq Transportation ETF
FTXR
$1.07B
$2.72M 0.05%
88,374
+22,269
+34% +$713K
ETV
412
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
$2.72M 0.05%
169,868
-4,794
-3% -$78.9K
B
413
Barrick Mining
B
$63.2B
$2.71M 0.05%
150,340
-19,533
-11% -$392K
HSY icon
414
Hershey
HSY
$35.9B
$2.71M 0.05%
16,020
+20
+0.1% +$3.53K
ICLN icon
415
iShares Global Clean Energy ETF
ICLN
$2.33B
$2.71M 0.05%
125,144
-3,766
-3% -$85.8K
FXR icon
416
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$2.71M 0.05%
+47,216
New +$2.81M
MPLX icon
417
MPLX
MPLX
$58.5B
$2.7M 0.05%
94,930
-15,237
-14% -$432K
AXTA icon
418
Axalta
AXTA
$7.71B
$2.7M 0.05%
92,344
+1,850
+2% +$55.4K
RDVY icon
419
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$2.69M 0.05%
56,677
+8,191
+17% +$397K
QQXT icon
420
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
$2.68M 0.05%
31,220
+4,770
+18% +$418K
DEO icon
421
Diageo
DEO
$49.5B
$2.68M 0.05%
13,888
+776
+6% +$150K
MPV
422
Barings Participation Investors
MPV
$174M
$2.68M 0.05%
194,294
+600
+0.3% +$8.25K
ALC icon
423
Alcon
ALC
$33.9B
$2.68M 0.05%
33,256
+500
+2% +$38.5K
CASY icon
424
Casey's General Stores
CASY
$32.1B
$2.66M 0.05%
14,131
+12,260
+655% +$2.4M
NOK icon
425
Nokia
NOK
$50.7B
$2.63M 0.05%
483,098
-98,005
-17% -$569K
15 16
17
18 19

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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.