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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
401
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$1.85M 0.06%
44,669
+18,929
+74% +$754K
NDP
402
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.85M 0.06%
9,303
+200
+2% +$39.2K
MDC
403
DELISTED
M.D.C. Holdings, Inc.
MDC
$1.83M 0.05%
89,914
+29,836
+50% +$639K
CSD icon
404
Invesco S&P Spin-Off ETF
CSD
$221M
$1.83M 0.05%
40,277
+31,375
+352% +$1.41M
OA
405
DELISTED
Orbital ATK, Inc.
OA
$1.82M 0.05%
12,816
+10,608
+480% +$1.42M
OABC
406
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
$1.82M 0.05%
79,748
+4,498
+6% +$98.4K
EPB
407
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$1.82M 0.05%
59,739
-29,289
-33% -$929K
TRN icon
408
Trinity Industries
TRN
$2.73B
$1.81M 0.05%
+69,817
New +$1.61M
TSLA icon
409
Tesla
TSLA
$1.22T
$1.81M 0.05%
130,260
+5,865
+5% +$78.6K
MDLZ icon
410
Mondelez International
MDLZ
$80.5B
$1.8M 0.05%
52,223
-1,619
-3% -$55.3K
TROW icon
411
T. Rowe Price
TROW
$25.6B
$1.8M 0.05%
21,828
-2,191
-9% -$178K
OMC icon
412
Omnicom Group
OMC
$21.8B
$1.8M 0.05%
24,747
+5,046
+26% +$371K
IAU icon
413
iShares Gold Trust
IAU
$63.8B
$1.79M 0.05%
71,795
+4,186
+6% +$105K
OGE icon
414
OGE Energy
OGE
$9.76B
$1.78M 0.05%
48,447
+28,547
+143% +$998K
IJR icon
415
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.78M 0.05%
32,248
+4,924
+18% +$266K
KAMN
416
DELISTED
Kaman Corp
KAMN
$1.77M 0.05%
43,554
+23,253
+115% +$922K
TRV icon
417
Travelers Companies
TRV
$78.4B
$1.77M 0.05%
20,774
-12,296
-37% -$1.03M
TTE icon
418
TotalEnergies
TTE
$193B
$1.76M 0.05%
26,904
+6,143
+30% +$377K
LPT
419
DELISTED
Liberty Property Trust
LPT
$1.76M 0.05%
47,665
+41,633
+690% +$1.51M
EQR icon
420
Equity Residential
EQR
$25.2B
$1.75M 0.05%
30,269
+13,668
+82% +$771K
IWP icon
421
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$1.74M 0.05%
40,468
+502
+1% +$21.4K
GPC icon
422
Genuine Parts
GPC
$17.2B
$1.73M 0.05%
19,941
+483
+2% +$40.7K
DOX icon
423
Amdocs
DOX
$5.87B
$1.73M 0.05%
37,255
+5,355
+17% +$234K
XEL icon
424
Xcel Energy
XEL
$48.8B
$1.72M 0.05%
56,667
-11
-0% -$321
INVN
425
DELISTED
Invensense Inc
INVN
$1.71M 0.05%
72,329
+62,405
+629% +$1.31M
15 16
17
18 19

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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.