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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
376
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$3.09M 0.06%
34,442
-4,228
-11% -$384K
BB icon
377
BlackBerry
BB
$4.95B
$3.08M 0.06%
316,400
+136,687
+76% +$1.43M
SLV icon
378
iShares Silver Trust
SLV
$28.6B
$3.07M 0.06%
149,510
-86,015
-37% -$1.93M
PSX icon
379
Phillips 66
PSX
$84.4B
$3.06M 0.06%
43,673
-233
-0.5% -$16.9K
KRE icon
380
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$3.04M 0.06%
44,906
-32,789
-42% -$2.11M
GDV icon
381
Gabelli Dividend & Income Trust
GDV
$2.6B
$3.04M 0.06%
117,846
-303
-0.3% -$8.03K
XLB icon
382
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$3.03M 0.06%
76,522
-28,302
-27% -$1.18M
BRK.A icon
383
Berkshire Hathaway Class A
BRK.A
$1.1T
$3.01M 0.06%
7
– –
FXL icon
384
First Trust Technology AlphaDEX Fund
FXL
$2.5B
$3.01M 0.06%
24,483
+3,158
+15% +$397K
CLX icon
385
Clorox
CLX
$11.7B
$2.98M 0.06%
18,023
+573
+3% +$98.7K
FXD icon
386
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$2.97M 0.06%
50,189
+7,941
+19% +$485K
DLR icon
387
Digital Realty Trust
DLR
$71.5B
$2.96M 0.06%
20,478
-134
-0.7% -$21K
CPRT icon
388
Copart
CPRT
$27.4B
$2.95M 0.06%
84,940
-804
-0.9% -$28.7K
CI icon
389
Cigna
CI
$76.1B
$2.94M 0.06%
14,700
-21,884
-60% -$4.76M
ULTA icon
390
Ulta Beauty
ULTA
$22.2B
$2.91M 0.05%
8,052
+1,361
+20% +$492K
SMCI icon
391
Super Micro Computer
SMCI
$17.9B
$2.9M 0.05%
791,600
– –
DVY icon
392
iShares Select Dividend ETF
DVY
$23.6B
$2.89M 0.05%
25,217
-4,674
-16% -$546K
COIN icon
393
Coinbase
COIN
$43.1B
$2.89M 0.05%
12,708
+8,473
+200% +$2.09M
FXO icon
394
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$2.88M 0.05%
65,202
+10,744
+20% +$475K
QSR icon
395
Restaurant Brands International
QSR
$25.8B
$2.88M 0.05%
47,048
+7,573
+19% +$485K
XLU icon
396
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$2.87M 0.05%
89,960
+70,046
+352% +$2.34M
AIG icon
397
American International
AIG
$41.8B
$2.86M 0.05%
52,090
+2,160
+4% +$111K
NLY icon
398
Annaly Capital Management
NLY
$17.4B
$2.83M 0.05%
84,098
-1,348
-2% -$46.4K
FXZ icon
399
First Trust Materials AlphaDEX Fund
FXZ
$374M
$2.8M 0.05%
50,050
+10,930
+28% +$625K
OGN icon
400
Organon & Co
OGN
$3.56B
$2.79M 0.05%
85,191
+8,738
+11% +$280K
14 15
16
17 18

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CL
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WJWM
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WA
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.