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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTEC icon
351
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
$3.32M 0.06%
21,053
+2,100
+11% +$341K
FIS icon
352
Fidelity National Information Services
FIS
$23.8B
$3.32M 0.06%
27,270
-1,206
-4% -$162K
TT icon
353
Trane Technologies
TT
$97.3B
$3.31M 0.06%
19,180
-471
-2% -$90.6K
LKQ icon
354
LKQ Corp
LKQ
$5.76B
$3.31M 0.06%
65,755
+7,727
+13% +$393K
MDY icon
355
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$3.3M 0.06%
6,864
-27
-0.4% -$13.3K
IWD icon
356
iShares Russell 1000 Value ETF
IWD
$81.8B
$3.3M 0.06%
21,066
-4,322
-17% -$693K
VTV icon
357
Vanguard Morningstar Value ETF
VTV
$188B
$3.29M 0.06%
24,268
+5,973
+33% +$832K
MCHP icon
358
Microchip Technology
MCHP
$40.7B
$3.28M 0.06%
42,796
-2,528
-6% -$190K
XLRE icon
359
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$3.28M 0.06%
73,734
+661
+0.9% +$30.7K
VFC icon
360
VF Corp
VFC
$5.88B
$3.25M 0.06%
48,542
+3,790
+8% +$291K
AEP icon
361
American Electric Power
AEP
$69.5B
$3.24M 0.06%
39,960
-369
-0.9% -$32.2K
NTR icon
362
Nutrien
NTR
$33.9B
$3.23M 0.06%
49,849
+5,713
+13% +$349K
MSEX icon
363
Middlesex Water
MSEX
$1.04B
$3.22M 0.06%
31,359
-13,200
-30% -$1.35M
FTNT icon
364
Fortinet
FTNT
$113B
$3.21M 0.06%
54,985
-725
-1% -$42K
PSQ icon
365
ProShares Short QQQ
PSQ
$829M
$3.15M 0.06%
51,712
+26,803
+108% +$1.6M
RRC icon
366
Range Resources
RRC
$9.24B
$3.14M 0.06%
138,908
+41,362
+42% +$670K
SMH icon
367
VanEck Semiconductor ETF
SMH
$65B
$3.13M 0.06%
24,450
+86
+0.4% +$11.3K
CQQQ icon
368
Invesco China Technology ETF
CQQQ
$2.99B
$3.13M 0.06%
47,549
-5,659
-11% -$405K
CNI icon
369
Canadian National Railway
CNI
$76.9B
$3.13M 0.06%
27,022
-59,929
-69% -$6.63M
KHC icon
370
Kraft Heinz
KHC
$31.3B
$3.12M 0.06%
84,600
-5,176
-6% -$195K
MGM icon
371
MGM Resorts International
MGM
$11.7B
$3.11M 0.06%
72,064
-3,613
-5% -$147K
IPAY icon
372
Amplify Mobile Payments ETF
IPAY
$173M
$3.11M 0.06%
45,893
+2,412
+6% +$170K
ADM icon
373
Archer Daniels Midland
ADM
$38.9B
$3.1M 0.06%
51,640
-491
-0.9% -$29.4K
CLOU icon
374
Global X Cloud Computing ETF
CLOU
$237M
$3.1M 0.06%
105,838
-1,115
-1% -$32.9K
TTD icon
375
Trade Desk
TTD
$8.59B
$3.1M 0.06%
44,094
+12,254
+38% +$947K
13 14
15
16 17

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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.