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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
351
Royal Bank of Canada
RY
$292B
$1.77M 0.06%
+27,623
New +$1.72M
WPZ
352
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$1.77M 0.06%
35,594
+1,006
+3% +$48.2K
ICF icon
353
iShares Select U.S. REIT ETF
ICF
$2.1B
$1.77M 0.06%
45,956
-2,072
-4% -$82.2K
RIG icon
354
Transocean
RIG
$5.62B
$1.77M 0.06%
39,694
+5,983
+18% +$283K
BUD icon
355
AB InBev
BUD
$166B
$1.76M 0.06%
17,758
+561
+3% +$53.4K
BHP icon
356
BHP
BHP
$218B
$1.76M 0.06%
31,250
+15,143
+94% +$824K
TROW icon
357
T. Rowe Price
TROW
$25.6B
$1.75M 0.06%
24,367
+434
+2% +$32.1K
FSD
358
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.75M 0.06%
99,740
-4,562
-4% -$79.1K
NOC icon
359
Northrop Grumman
NOC
$76B
$1.75M 0.06%
18,360
-708
-4% -$65.4K
NDLS icon
360
Noodles & Co
NDLS
$105M
$1.75M 0.06%
+5,093
New +$1.77M
FVD icon
361
First Trust Value Line Dividend Fund
FVD
$8.33B
$1.74M 0.06%
86,914
+848
+1% +$17.1K
ENS icon
362
EnerSys
ENS
$6.74B
$1.74M 0.06%
28,613
+3,913
+16% +$210K
FXH icon
363
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$1.73M 0.06%
39,976
-5,379
-12% -$227K
WY icon
364
Weyerhaeuser
WY
$16.9B
$1.73M 0.06%
60,402
-22,864
-27% -$647K
EZPW icon
365
Ezcorp Inc
EZPW
$1.79B
$1.73M 0.06%
102,251
+15,226
+17% +$273K
TBF icon
366
ProShares Short 20+ Year Treasury ETF
TBF
$87.3M
$1.72M 0.06%
53,764
+21,833
+68% +$708K
AVTA
367
DELISTED
Avantax, Inc. Common Stock
AVTA
$1.72M 0.06%
74,713
+51,413
+221% +$1.07M
LNT icon
368
Alliant Energy
LNT
$18.3B
$1.71M 0.06%
69,110
-1,980
-3% -$50.6K
TRIP icon
369
TripAdvisor
TRIP
$1.65B
$1.71M 0.06%
22,539
-1,567
-7% -$111K
FNF icon
370
Fidelity National Financial
FNF
$14B
$1.71M 0.06%
112,558
+84,998
+308% +$1.2M
MOAT icon
371
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$1.71M 0.06%
62,783
+3,616
+6% +$94.6K
MBFI
372
DELISTED
MB Financial Corp
MBFI
$1.69M 0.06%
59,962
-341
-0.6% -$9.61K
XLK icon
373
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.69M 0.06%
105,242
-61,118
-37% -$975K
BRCM
374
DELISTED
BROADCOM CORP CL-A
BRCM
$1.68M 0.06%
64,710
+1,381
+2% +$39K
AA icon
375
Alcoa
AA
$11.9B
$1.68M 0.06%
85,889
-2,982
-3% -$57.7K
13 14
15
16 17

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.