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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+9.03%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.72B
AUM Growth
+$377M
Cap. Flow
-$47.5M
Cap. Flow %
-0.83%
Top 10 Hldgs %
18.31%
Holding
1,615
New
130
Increased
604
Reduced
665
Closed
130

Top Buys

Rank Stock Value
1
GTO icon
Invesco Total Return Bond ETF
GTO
+$7.51M
2
CP icon
Canadian Pacific Kansas City
CP
+$7.48M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$7.09M
4
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$6.88M
5
ALL icon
Allstate
ALL
+$6.34M

Top Sells

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.9M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$9.57M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$8.34M
4
AAPL icon
Apple
AAPL
+$7.61M
5
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$7.38M

Sector Composition

Rank Sector Weight
1 Technology 19.17%
2 Financials 10.88%
3 Healthcare 10.31%
4 Consumer Discretionary 9.37%
5 Industrials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
326
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$3.95M 0.07%
76,328
+19,651
+35% +$991K
RF icon
327
Regions Financial
RF
$26.3B
$3.95M 0.07%
181,162
+171,221
+1,722% +$3.92M
XLRE icon
328
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$3.94M 0.07%
76,023
+2,289
+3% +$110K
JNK icon
329
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$3.94M 0.07%
36,242
-88,367
-71% -$9.57M
XLU icon
330
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$3.93M 0.07%
109,808
+19,848
+22% +$670K
ARCC icon
331
Ares Capital
ARCC
$13.5B
$3.91M 0.07%
184,639
+1,653
+0.9% +$34.3K
UGI icon
332
UGI
UGI
$7.76B
$3.9M 0.07%
85,062
-489
-0.6% -$21.7K
FTGC icon
333
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$3.89M 0.07%
168,758
+82,813
+96% +$2.04M
OXY icon
334
Occidental Petroleum
OXY
$55.6B
$3.88M 0.07%
133,942
+4,203
+3% +$132K
TT icon
335
Trane Technologies
TT
$97.3B
$3.88M 0.07%
19,220
+40
+0.2% +$7.53K
VRE
336
DELISTED
Veris Residential
VRE
$3.87M 0.07%
210,527
+10,365
+5% +$189K
NOW icon
337
ServiceNow
NOW
$114B
$3.85M 0.07%
29,660
-2,105
-7% -$276K
DOW icon
338
Dow Inc
DOW
$21.7B
$3.82M 0.07%
67,301
+1,846
+3% +$105K
BSX icon
339
Boston Scientific
BSX
$68.4B
$3.81M 0.07%
89,603
-861
-1% -$36.2K
SYY icon
340
Sysco
SYY
$40.6B
$3.8M 0.07%
48,324
-6,742
-12% -$519K
AIG icon
341
American International
AIG
$41.8B
$3.77M 0.07%
66,214
+14,124
+27% +$804K
SMH icon
342
VanEck Semiconductor ETF
SMH
$65B
$3.75M 0.07%
24,298
-152
-0.6% -$22K
MSEX icon
343
Middlesex Water
MSEX
$1.04B
$3.73M 0.07%
31,038
-321
-1% -$34.1K
LQD icon
344
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$3.73M 0.07%
28,129
+539
+2% +$71.6K
MCHP icon
345
Microchip Technology
MCHP
$40.7B
$3.73M 0.07%
42,799
+3
+0% +$243
VTV icon
346
Vanguard Morningstar Value ETF
VTV
$188B
$3.72M 0.07%
25,283
+1,015
+4% +$145K
IWD icon
347
iShares Russell 1000 Value ETF
IWD
$81.8B
$3.7M 0.06%
22,040
+974
+5% +$160K
ATVI
348
DELISTED
Activision Blizzard
ATVI
$3.68M 0.06%
55,271
-11,053
-17% -$755K
XLC icon
349
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$3.65M 0.06%
47,060
-58,864
-56% -$4.65M
WBA
350
DELISTED
Walgreens Boots Alliance
WBA
$3.65M 0.06%
69,986
+20,909
+43% +$1.01M
12 13
14
15 16

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Oppenheimer & Co's Q4 2021 Portfolio in Review

As of Q4 2021, Oppenheimer & Co held 1,615 positions worth $5.72B, up 7.1% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q4 2021 filing shows 130 new, 604 increased, 665 reduced and 130 closed positions. Its largest new stake was Invesco Total Return Bond ETF: 132,838 shares worth $7.49M. The largest sale was Global X S&P 500 Covered Call ETF, an estimated $49.9M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q4 2021 buy was Invesco Total Return Bond ETF: 132,838 shares worth $7.49M.
  • Oppenheimer & Co added most to Canadian Pacific Kansas City in Q4 2021, an estimated $7.48M increase.
  • Oppenheimer & Co's biggest Q4 2021 reduction was Global X S&P 500 Covered Call ETF, cutting an estimated $49.9M.
  • Oppenheimer & Co fully exited Kansas City Southern in Q4 2021, selling an estimated $6.61M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $5.72B portfolio in Q4 2021.
  • Oppenheimer & Co opened 130 new positions and closed 130 in Q4 2021.
  • Oppenheimer & Co's portfolio value rose 7.1% quarter-over-quarter to $5.72B.

Based on Oppenheimer & Co's 13F filing for Q4 2021, filed 2 Feb 2022.