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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNA icon
326
Snap-on
SNA
$21.2B
$3.76M 0.07%
17,992
+1,153
+7% +$256K
CHD icon
327
Church & Dwight Co
CHD
$23.1B
$3.75M 0.07%
45,446
-2,306
-5% -$195K
IVW icon
328
iShares S&P 500 Growth ETF
IVW
$72.7B
$3.74M 0.07%
50,597
-7,818
-13% -$596K
ARCC icon
329
Ares Capital
ARCC
$13.5B
$3.72M 0.07%
182,986
+2,467
+1% +$49.4K
SHOP icon
330
Shopify
SHOP
$159B
$3.7M 0.07%
27,320
-3,250
-11% -$487K
LQD icon
331
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$3.67M 0.07%
27,590
+1,116
+4% +$151K
WMB icon
332
Williams Companies
WMB
$86.7B
$3.65M 0.07%
140,633
+17,120
+14% +$431K
UGI icon
333
UGI
UGI
$7.76B
$3.65M 0.07%
85,551
+199
+0.2% +$9.09K
ORCL icon
334
Oracle
ORCL
$367B
$3.6M 0.07%
41,322
+308
+0.8% +$27.2K
WTFC icon
335
Wintrust Financial
WTFC
$10.8B
$3.6M 0.07%
44,779
+421
+0.9% +$31.1K
NSLR
336
Neostellar Capital Corp
NSLR
$270M
$3.6M 0.07%
278,511
-111,545
-29% -$1.46M
BALL icon
337
Ball Corp
BALL
$17.4B
$3.59M 0.07%
39,925
-4,141
-9% -$367K
MLP icon
338
Maui Land & Pineapple Co
MLP
$355M
$3.57M 0.07%
344,405
-1,975
-0.6% -$21.1K
CIBR icon
339
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.1B
$3.51M 0.07%
72,108
-15,210
-17% -$752K
TWTR
340
DELISTED
Twitter, Inc.
TWTR
$3.51M 0.07%
58,082
-1,940
-3% -$127K
XIFR
341
XPLR Infrastructure LP
XIFR
$1.12B
$3.49M 0.07%
46,286
+6,163
+15% +$481K
ADSK icon
342
Autodesk
ADSK
$49.6B
$3.45M 0.06%
12,088
+2,123
+21% +$650K
ABEV icon
343
Ambev
ABEV
$48.2B
$3.43M 0.06%
1,242,539
+519,423
+72% +$1.64M
VRE
344
DELISTED
Veris Residential
VRE
$3.43M 0.06%
+200,162
New +$3.48M
APO icon
345
Apollo Global Management
APO
$69.3B
$3.42M 0.06%
55,497
+21,483
+63% +$1.29M
IAU icon
346
iShares Gold Trust
IAU
$63.8B
$3.41M 0.06%
102,184
-41,677
-29% -$1.42M
FIW icon
347
First Trust Water ETF
FIW
$1.85B
$3.4M 0.06%
39,905
+4,821
+14% +$422K
CF icon
348
CF Industries
CF
$19.3B
$3.38M 0.06%
60,576
-8,477
-12% -$407K
IBB icon
349
iShares Biotechnology ETF
IBB
$9.52B
$3.37M 0.06%
20,833
+558
+3% +$93.9K
PPL
350
PPL Corp
PPL
$26.8B
$3.37M 0.06%
120,705
+10,683
+10% +$308K
12 13
14
15 16

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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.