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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
326
Vanguard Morningstar Growth ETF
VUG
$218B
$1.92M 0.07%
136,134
-6,342
-4% -$87.4K
CEM
327
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.92M 0.07%
14,384
+1,634
+13% +$223K
CWB icon
328
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$1.92M 0.07%
42,370
-2,650
-6% -$118K
XEL icon
329
Xcel Energy
XEL
$48.8B
$1.91M 0.07%
69,330
-358
-0.5% -$10.2K
XLE icon
330
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$1.91M 0.07%
46,152
+7,870
+21% +$324K
GPOR
331
DELISTED
Gulfport Energy Corp.
GPOR
$1.91M 0.07%
29,720
+13,840
+87% +$774K
IIIN icon
332
Insteel Industries
IIIN
$593M
$1.91M 0.07%
118,576
-1,500
-1% -$25.2K
MMP
333
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.91M 0.07%
33,766
+1,573
+5% +$86.5K
DXJ icon
334
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
$1.9M 0.07%
39,570
+12,172
+44% +$571K
XYL icon
335
Xylem
XYL
$27.3B
$1.88M 0.07%
67,480
+29,239
+76% +$780K
SWY
336
DELISTED
SAFEWAY INC
SWY
$1.88M 0.07%
65,483
-12,871
-16% -$307K
ITMN
337
DELISTED
INTERMUNE INC
ITMN
$1.87M 0.07%
121,400
-4,800
-4% -$67.4K
DNR
338
DELISTED
Denbury Resources, Inc.
DNR
$1.86M 0.07%
101,300
+23,800
+31% +$419K
PCG icon
339
PG&E
PCG
$39.2B
$1.86M 0.07%
45,480
-50
-0.1% -$2.17K
VAR
340
DELISTED
Varian Medical Systems, Inc.
VAR
$1.85M 0.07%
28,256
+11,418
+68% +$723K
MDLZ icon
341
Mondelez International
MDLZ
$80.5B
$1.85M 0.07%
58,899
-2,036
-3% -$63.2K
MITT
342
TPG Mortgage Investment Trust
MITT
$225M
$1.85M 0.07%
37,090
+27,290
+278% +$1.43M
MTRX icon
343
Matrix Service
MTRX
$320M
$1.85M 0.07%
94,210
+1,210
+1% +$20.3K
KMB icon
344
Kimberly-Clark
KMB
$36.6B
$1.84M 0.06%
20,371
+4,649
+30% +$431K
CVRR
345
DELISTED
CVR Refining, LP
CVRR
$1.83M 0.06%
73,501
-20,114
-21% -$543K
TNH
346
DELISTED
Terra Nitrogen
TNH
$1.82M 0.06%
8,990
-369
-4% -$78.8K
RSE
347
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$1.81M 0.06%
88,115
-849
-1% -$16.9K
BBBY
348
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.8M 0.06%
23,269
+2,657
+13% +$199K
HCA icon
349
HCA Healthcare
HCA
$85.7B
$1.79M 0.06%
41,997
+2,853
+7% +$111K
TIP icon
350
iShares TIPS Bond ETF
TIP
$14.5B
$1.78M 0.06%
15,773
-6,196
-28% -$691K
12 13
14
15 16

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.