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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$69.4M 2.22%
375,921
+33,411
+10% +$5.91M
AAPL icon
2
Apple
AAPL
$4.89T
$52.8M 1.69%
2,632,840
+50,876
+2% +$961K
GE icon
3
GE Aerospace
GE
$367B
$51.8M 1.66%
385,281
+16,069
+4% +$2.02M
GILD icon
4
Gilead Sciences
GILD
$161B
$40.3M 1.29%
536,305
+15,165
+3% +$1.06M
XOM icon
5
ExxonMobil
XOM
$651B
$33.8M 1.08%
334,185
+10,430
+3% +$964K
MSFT icon
6
Microsoft
MSFT
$2.84T
$29.3M 0.94%
782,873
-32,560
-4% -$1.18M
GOOG icon
7
Alphabet (Google) Class C
GOOG
$3.9T
$27.9M 0.89%
1,000,777
+31,558
+3% +$798K
IBM icon
8
IBM
IBM
$202B
$25.5M 0.81%
141,944
+5,954
+4% +$1.03M
QCOM icon
9
Qualcomm
QCOM
$176B
$25.4M 0.81%
341,670
+36,071
+12% +$2.54M
CVX icon
10
Chevron
CVX
$388B
$25.3M 0.81%
202,618
+10,573
+6% +$1.28M
EFA icon
11
iShares MSCI EAFE ETF
EFA
$76.4B
$23.8M 0.76%
354,727
+43,263
+14% +$2.83M
INTC icon
12
Intel
INTC
$466B
$23.3M 0.75%
898,158
-55,328
-6% -$1.34M
PFE icon
13
Pfizer
PFE
$140B
$23.2M 0.74%
798,347
-53,838
-6% -$1.57M
T icon
14
AT&T
T
$165B
$22.8M 0.73%
859,207
+114,302
+15% +$3.01M
JNJ icon
15
Johnson & Johnson
JNJ
$635B
$22.8M 0.73%
248,400
-20,901
-8% -$1.93M
PRF icon
16
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$22.5M 0.72%
1,357,285
+511,415
+60% +$8.14M
KMX icon
17
CarMax
KMX
$8.27B
$22.4M 0.72%
476,848
+11,918
+3% +$584K
BAC icon
18
Bank of America
BAC
$435B
$22.3M 0.71%
1,435,110
+35,061
+3% +$520K
JPM icon
19
JPMorgan Chase
JPM
$939B
$22.1M 0.71%
378,201
-58,056
-13% -$3.18M
VZ icon
20
Verizon
VZ
$194B
$21.1M 0.67%
428,838
+32,918
+8% +$1.62M
EPD icon
21
Enterprise Products Partners
EPD
$83.8B
$20.9M 0.67%
629,274
+55,752
+10% +$1.74M
VWO icon
22
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$20.1M 0.64%
489,234
-40,969
-8% -$1.69M
MRK icon
23
Merck
MRK
$324B
$18.9M 0.6%
394,812
-17,109
-4% -$782K
AFL icon
24
Aflac
AFL
$63.9B
$18.5M 0.59%
554,440
+3,468
+0.6% +$114K
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.07T
$18.4M 0.59%
155,360
+11,271
+8% +$1.3M
1
2 3 4 5

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.