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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
201
Morgan Stanley
MS
$338B
$5.46M 0.12%
79,663
+3,181
+4% +$183K
ALLY icon
202
Ally Financial
ALLY
$13.3B
$5.45M 0.11%
152,733
-6,399
-4% -$194K
BN icon
203
Brookfield
BN
$109B
$5.44M 0.11%
246,495
-19,346
-7% -$387K
ERIC icon
204
Ericsson
ERIC
$32.7B
$5.39M 0.11%
451,109
+10,077
+2% +$118K
REGN icon
205
Regeneron Pharmaceuticals
REGN
$83.2B
$5.37M 0.11%
11,116
+698
+7% +$377K
SKYY icon
206
First Trust Cloud Computing ETF
SKYY
$3.22B
$5.36M 0.11%
56,406
-2,734
-5% -$236K
MINT icon
207
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$5.35M 0.11%
52,472
-25
-0% -$2.55K
HYG icon
208
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$5.35M 0.11%
61,308
+817
+1% +$70K
EW icon
209
Edwards Lifesciences
EW
$53B
$5.29M 0.11%
58,019
-3,624
-6% -$301K
AMAT icon
210
Applied Materials
AMAT
$415B
$5.27M 0.11%
61,116
-18,467
-23% -$1.37M
NEAR icon
211
iShares Short Maturity Bond ETF
NEAR
$4.88B
$5.25M 0.11%
104,652
+2,112
+2% +$106K
HUM icon
212
Humana
HUM
$46.3B
$5.22M 0.11%
12,723
+49
+0.4% +$20.4K
IXUS icon
213
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$5.21M 0.11%
77,590
+2,063
+3% +$130K
XLF icon
214
State Street Financial Select Sector SPDR ETF
XLF
$59B
$5.18M 0.11%
175,790
+4,946
+3% +$132K
VGT icon
215
Vanguard Information Technology ETF
VGT
$147B
$5.18M 0.11%
117,096
+6,920
+6% +$285K
DOW icon
216
Dow Inc
DOW
$22.1B
$5.13M 0.11%
92,334
+794
+0.9% +$41K
MLM icon
217
Martin Marietta Materials
MLM
$33B
$5.07M 0.11%
17,849
+167
+0.9% +$44.5K
AZO icon
218
AutoZone
AZO
$50.1B
$5.06M 0.11%
4,265
+47
+1% +$54.4K
LULU icon
219
lululemon athletica
LULU
$14.5B
$5.04M 0.11%
14,487
+2,439
+20% +$847K
GRMN
220
Garmin
GRMN
$60.4B
$5.03M 0.11%
42,024
-93
-0.2% -$10.3K
CL icon
221
Colgate-Palmolive
CL
$74.3B
$5.01M 0.11%
58,631
+569
+1% +$47.1K
XLY icon
222
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$4.97M 0.1%
61,818
-618
-1% -$47.6K
MPC icon
223
Marathon Petroleum
MPC
$90B
$4.96M 0.1%
120,055
-6,550
-5% -$235K
VWO icon
224
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$4.95M 0.1%
98,850
+20,927
+27% +$983K
NSLR
225
Neostellar Capital Corp
NSLR
$273M
$4.95M 0.1%
449,972
-4,765
-1% -$41.9K
7 8
9
10 11

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.